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- Custodian
- Interactive Brokers
- Clients
- Retail
- Platforms
- HorizonOak
- Established Date
- 07-23-2021
- Office Locations
- 1
Office Locations
About Herrick Lake Investments LLC
Herrick Lake Investments is an independent, one-person RIA founded by Mark Hines, providing goal-focused portfolio management and wealth strategies for individuals and families (often consolidating IRAs/401(k)s and taxable accounts). Strategies include diversified long-term growth portfolios of individual stocks with limited ETF use, plus current-income mandates using CEF/BDC credit, REITs, and dividend equities. Accounts are custodied at Interactive Brokers; onboarding includes a risk quiz and secure document upload.
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Owner & Executives
MARK DANIEL HINES
Chief Compliance Officer, Founder, Managing Member
- CRD
- #4765638
- Ownership
- 75% or more
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No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $6,022,211 | -- |
| Non-Discretionary | $0 | -- |
| Total | $6,022,211 | -- |
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Separately Managed Accounts
Total SMA Asset: $6,022,211
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $3,099,454,808 | 51.1% |
| Public Funds | $2,966,014,484 | 48.9% |
| Total | $6,065,469,292 | 100.0% |