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HFM Wealth Management

HFM Wealth Management. CRD 105039

HFM Wealth Management logo

CRD: 105039

HFM Wealth Management

West Hartford, CT, 06107
8602410028
$699.6M Total AUM
$697.7M Disc. AUM
-0.8% 3Y CAGR
10 Employees
185 ADV. Clients
37 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Wilmington Trust
Clients
Retail and Institutional
Platforms
Ridge beacon
Established Date
02-06-1989
Office Locations
2

Office Locations

1 Constitution Plaza, FL 9 Hartford CT
65 Lasalle Road STE 307 West Hartford CT

About HFM Wealth Management

HFM Wealth Management (Hartford Financial Management, Inc.) is a Connecticut-based RIA founded in 1989, delivering fiduciary investment management and financial planning for retail and institutional clients. The firm builds portfolios using ETFs and mutual funds with allocations across public equity and fixed income (including municipal and U.S. government/agency bonds). Supports planning needs such as retirement and estate planning and insurance, and custody includes Charles Schwab.

Team overview

58 AVG AGE
$116.6M AVG AUM / ADVISOR
$3.8M AVG AUM / CLIENT
14.4 yrs AVG TENURE
10 Employees
6 Advisory Reps
7 RIA Reps
37yrs Firm Age

Insights

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Asset Classes

Summit signal Oak matrix Frontier Legacy element

Custodian

Vital glacier Pioneer Bridge Fusion ember Harbor Vertex Unison

Investment Themes

Beacon Delta momentum Alpha ridge Focus

Investment Vehicles

Delta

Platform

Summit

Services

Glacier eagle Oak Optima Eagle Radial Ridge Crest beacon North Ridge optima Meridian

Technology

Meridian value

Owner & Executives

R

RAFAEL DARIO QUIROS

Owner, President

CRD
#369607
Ownership
75% or more
(419) 880-9582
momentum.vital@vitalcapital.com
in linkedin.com/in/capital-glacier
A

ANN EUGENIE COHEN

Chief Compliance Officer, MANAGING DIRECTOR, TREASURER

CRD
--
Ownership
Less than 5%
(240) 947-9344
peak.delta@northcapital.com
in linkedin.com/in/crest-radial
R

Ridge vertex

Insight ember

CRD
#85027
Ownership
24.5%
(685) 798-2899
pathway.catalyst@legacycapital.com
in linkedin.com/in/delta-value

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Contacts

E

ERIC BRUCE ANDERSON

Director

CRD
#2813282
(596) 554-9393
wave.vertex@elementcapital.com
in linkedin.com/in/eagle-vertex
J

Jeremy Daniel Garskof

--

CRD
#8049077
(375) 498-9718
atlas.ridge@timbercapital.com
in linkedin.com/in/optima-meridian
A

Alpha atlas

Alpha oak eagle

CRD
#52464
(651) 594-5675
insight.glacier@bridgecapital.com
in linkedin.com/in/delta-catalyst

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
08-02-2022
03-24-2023
03-26-2024
03-27-2025
03-27-2026
Category Assets AVG. Account size
Discretionary $697,651,541 $3,791,584
Non-Discretionary $1,953,102 $1,953,102
Total $699,604,643 $3,781,647

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Separately Managed Accounts

Total SMA Asset: $699,604,643

$699.6M Total SMA
Public Funds:
12.8%
Equity - Exchange:
19.6%
Municipal Bonds:
5.1%
Other:
5.1%
U.S. Government/Agency:
16.6%
Cash:
20.3%
Corporate - Investment Grade:
20.5%
Asset class Assets Assets %
Public Funds $311,551,405 12.8%
Equity - Exchange $477,063,088 19.6%
Municipal Bonds $124,133,763 5.1%
Other $124,133,763 5.1%
U.S. Government/Agency $404,043,228 16.6%
Cash $494,101,056 20.3%
Corporate - Investment Grade $498,969,045 20.5%
Total $2,433,995,348 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
VALUE VERTEX VITAL INSIGHT 026HCAT9K ZKNUP 10.76% $95,835,081
CATALYST FUSION FUSION OAK WCBHQ49ME UGC 10.05% $95,126,061
MOMENTUM WAVE HARBOR TIMBER ALPHA 2GLJAJLQJ AFC 5.12% $95,328,002
BEACON VERTEX QUANTUM VECTOR QUANTUM B79QKJ9PP ZNCV 10.65% $92,267,974
CAPITAL ATLAS BEACON PRIME 28Q9T69VK CDUBO 12.03% $101,096,370
ELEMENT MERIDIAN NORTH DELTA 1D0GPF540 XEE 6.46% $90,447,386
SUMMIT PEAK HARBOR GLACIER 217O4USN4 TSDC 3.43% $64,842,405
CREST INSIGHT GLACIER ATLAS CAPITAL BH1L301VV FZGE 10.46% $76,587,519

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