CRD: 323171
Hicks & Associates Wealth Management, LLC
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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- Vital momentumEagle unison
- Established Date
- 10-28-2022
- Office Locations
- 1
Office Locations
About Hicks & Associates Wealth Management, LLC
Hicks & Associates Wealth Management is a fiduciary RIA offering active, rules-based portfolio management and comprehensive financial planning. The team measures market risk first (risk-on/off/sideways), then manages multi-strategy allocations across stocks, bonds, and commodities to seek upside while limiting drawdowns. Serves high-income professionals, families nearing retirement, and investors with concentrated positions; custodians include Charles Schwab.
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Owner & Executives
CARMAN THEODORE HICKS II
Chief Compliance Officer, Chief Executive Officer, Founder
- CRD
- #3156997
- Ownership
- 75% or more
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Paul Richards
Private Wealth Advisor
- CRD
- #4552309
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Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $119,566,821 | $210,505 |
| Non-Discretionary | $6,037 | $3,019 |
| Total | $119,572,858 | $209,777 |
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Separately Managed Accounts
Total SMA Asset: $119,572,858
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $766,618,625 | 33.0% |
| Cash | $1,140,635,591 | 49.1% |
| Equity - Exchange | $415,832,527 | 17.9% |
| Total | $2,323,086,743 | 100.0% |