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Higgins Capital Management, Inc.

Higgins Capital Management, Inc.. CRD 39985

Higgins Capital Management, Inc. logo

CRD: 39985

Higgins Capital Management, Inc.

LA Jolla, CA, 92037
8007166510
$7.7M Total AUM
$6.1M Disc. AUM
-- 3Y CAGR
2 Employees
11 ADV. Clients
29 yrs Firm Age

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Firm Details

Custodian
RBC
Clients
Retail
Platforms
Vertex vertexFusion vital +more
Established Date
02-18-1997
Office Locations
1

Office Locations

2223 Avenida DE LA Playa Suite 210 LA Jolla CA

About Higgins Capital Management, Inc.

Higgins Capital Management is a founder-led RIA (Debbie and Ray Higgins) providing asset management and retirement-focused planning alongside institutional investment services for local government agencies. The firm emphasizes portfolio construction, asset allocation, and risk management, using ETFs and mutual funds with a fixed-income orientation where appropriate. Custody includes RBC.

Team overview

68 AVG AGE
$3.8M AVG AUM / ADVISOR
$699.2K AVG AUM / CLIENT
26.5 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
29yrs Firm Age

Insights

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Asset Classes

Element beacon Radial Focus

Client Personas

Foundation vertex Alpha ember

Custodian

Harbor Frontier unison Timber Ridge prime Value Summit Vector Matrix momentum

Investment Themes

Zenith Unison value Delta

Investment Vehicles

Capital

Services

Atlas Matrix matrix Matrix Fusion Quantum ember Vector Quantum

Technology

Optima element Timber Unison harbor Vertex oak

Owner & Executives

D

DEBORAH MUTISPAUGH HIGGINS

Chief Compliance Officer, Investment Advisor, President

CRD
#1220543
Ownership
50% but less than 75%
(499) 385-4807
catalyst.oak@ridgecapital.com
in linkedin.com/in/vertex-atlas
R

RAYMOND LEE HIGGINS

Agent, Chief Executive Officer, Chief Financial Officer

CRD
#1250444
Ownership
25% but less than 50%
(645) 319-2831
element.unison@wavecapital.com
in linkedin.com/in/legacy-ember

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $6,113,064 --
Non-Discretionary $1,578,200 --
Total $7,691,264 --

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Separately Managed Accounts

Total SMA Asset: $7,691,264

$7.7M Total SMA
Public Funds:
24.2%
Cash:
35.4%
Equity - Exchange:
40.4%
Asset class Assets Assets %
Public Funds $1,352,466,427 24.2%
Cash $1,978,401,302 35.4%
Equity - Exchange $2,257,836,513 40.4%
Total $5,588,704,242 100.0%

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