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- Custodian
- American Funds ยท Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- Unison glacierEmber +more
- Established Date
- 05-04-1989
- Office Locations
- 1
Office Locations
About High Falls Advisors, Inc.
High Falls Advisors is a Rochester, NY fiduciary wealth management firm serving individuals and families with retirement planning, tax planning and preparation, estate management, and employee benefits counseling. The team builds professionally managed portfolios, primarily using ETFs and mutual funds, and commonly custodies assets at Fidelity/NFS. Founded in 2008.
Team overview
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Asset Classes
Client Personas
Custodian
Fund Managers
Investment Themes
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Platform
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Technology
Owner & Executives
KENNETH JOSEPH BURKE
Chief Executive Officer, President
- CRD
- #4497437
- Ownership
- 50% but less than 75%
Jennifer Englert Vogler
Chief Compliance Officer, Financial Advisor, General Partner, VICE PRESIDENT
- CRD
- #5043110
- Ownership
- 50% but less than 75%
Showing 2 of 2 owners & executives
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Deborah Detweiler Bastow
Financial Advisor, General Partner
- CRD
- #2821667
AnnRandyl Beach
Financial Advisor
- CRD
- #4637922
Wave optima
Ridge signal
- CRD
- #70497
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Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $685,805,453 | $371,308 |
| Non-Discretionary | $8,917,730 | $8,917,730 |
| Total | $694,723,183 | $375,932 |
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Separately Managed Accounts
Total SMA Asset: $694,723,183
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $95,136,753 | 12.0% |
| Cash | $218,021,725 | 27.5% |
| Equity - Exchange | $479,647,794 | 60.5% |
| Total | $792,806,272 | 100.0% |
13F Holdings | Q4 2025
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| VECTOR HORIZON | PATHWAY QUANTUM | CDVV3TZCA | PYD | 11.85% | $88,134,341 |
| ELEMENT VITAL VECTOR | VERTEX GLACIER | ZG9J6LF3G | ISK | 5.08% | $92,461,670 |
| EMBER QUANTUM ATLAS | ZENITH BRIDGE | HNFWP9MB5 | OLWPI | 5.32% | $69,265,410 |
| CREST UNISON PEAK | PATHWAY PIONEER | H2W2CYSES | MKTOU | 9.57% | $113,875,508 |
| QUANTUM MATRIX | LEGACY WAVE | A6VKJGU49 | REK | 4.23% | $1,886,727 |
| HORIZON ELEMENT | CATALYST PATHWAY | D1H53XJ6L | FOUH | 6.43% | $79,072,783 |
| CATALYST MATRIX ELEMENT | ALPHA CREST | HPS6GZYDN | JDAJ | 12.40% | $53,741,107 |
| FRONTIER FOCUS | CATALYST VITAL | ZBL8KCPT5 | FIS | 2.53% | $50,665,116 |