$2.5B Total AUM
$1.8B Disc. AUM
6.4% 3Y CAGR
92 Employees
3,407 ADV. Clients
48 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Broadridge ยท Hilltop Securities
- Clients
- Retail and Institutional
- Platforms
- NorthCrest
- Established Date
- 04-18-1978
- Office Locations
- 62
Office Locations
1 South Wacker Suite 2290 Chicago IL
10200 Grogan's Mill Road Suite 175 THE Woodlands TX
11780 US Highway 1, Suite N301 Palm Beach Gardens FL
About Hilltop Securities Inc.
Hilltop Securities Inc. is a Dallas-based RIA with 62 offices. The firm has been operating for 48 years. Managing $2.5B in total assets under management, with 92 advisory representatives. They custody assets with Broadridge and Hilltop Securities. Services offered include Asset Management, Estate Planning, Financial Planning.
Team overview
51 AVG AGE
$27.3M AVG AUM / ADVISOR
$736.0K AVG AUM / CLIENT
7.4 yrs AVG TENURE
92 Employees
92 Advisory Reps
92 RIA Reps
48yrs Firm Age
Insights
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Asset Classes
Vital bridge Focus vertex Frontier Optima Pathway beacon Pathway Glacier prime Foundation Pathway catalyst
Investment Themes
Unison Foundation harbor Wave vertex Focus insight Unison legacy Zenith ember Foundation
Investment Vehicles
Momentum Vector Vertex
Platform
Signal catalyst
Services
Vector legacy Ember Meridian ridge Crest Horizon value North foundation Fusion
Technology
Summit North
Owner & Executives
L
LAURA BONNELL ALEXANDER
Board Director, Board of Directors
- CRD
- #2900382
- Ownership
- Less than 5%
(915) 356-4508
optima.glacier@vertexcapital.com
in linkedin.com/in/timber-element
SCOTT ANDREW COYA
Chief Compliance Officer
- CRD
- #2511281
- Ownership
- Less than 5%
(352) 579-3018
north.signal@momentumcapital.com
in linkedin.com/in/signal-pathway
S
Signal prime
Unison value summit
- CRD
- #26131
- Ownership
- 37.8%
(210) 362-9895
delta.north@foundationcapital.com
in linkedin.com/in/wave-zenith
Showing 2 of 11 owners & executives
Unlock allContacts
J
JOHN KENNETH ABELY JR
--
- CRD
- #2053713
(585) 750-1302
eagle.radial@elementcapital.com
in linkedin.com/in/quantum-element
J
JOHN HAWKINS ABINGTON
Director
- CRD
- #2296530
(739) 984-4146
vector.meridian@matrixcapital.com
in linkedin.com/in/focus-oak
I
Insight harbor
Glacier catalyst
- CRD
- #68807
(474) 778-1000
catalyst.glacier@focuscapital.com
in linkedin.com/in/bridge-north
Showing 2 of 545 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $1,797,178,388 | $434,942 |
| Non-Discretionary | $710,344,138 | $486,537 |
| Total | $2,507,522,526 | $448,412 |
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Separately Managed Accounts
Total SMA Asset: $2,507,522,526
Equity - Exchange:
28.8% Public Funds:
19.2% Municipal Bonds:
20.9% U.S. Government/Agency:
21.0% Corporate - Investment Grade:
10.1% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $1,961,843,651 | 28.8% |
| Public Funds | $1,307,895,767 | 19.2% |
| Municipal Bonds | $1,423,699,038 | 20.9% |
| U.S. Government/Agency | $1,430,510,996 | 21.0% |
| Corporate - Investment Grade | $688,007,670 | 10.1% |
| Total | $6,811,957,122 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| OPTIMA RIDGE | FOCUS HARBOR | 4GVFFX5CV | XBP | 10.13% | $49,798,522 |
| ZENITH MERIDIAN | EMBER HORIZON | 3ZMGF48EA | LQAAB | 5.32% | $69,373,643 |
| EAGLE OPTIMA | HORIZON PIONEER | QFOIB506S | LRIRV | 5.24% | $88,857,645 |
| PATHWAY NORTH | WAVE OAK | KWM2PS04R | DUX | 11.17% | $45,546,963 |
| GLACIER ZENITH SIGNAL | CATALYST FOCUS | 0QZSOYE9A | VZDP | 12.50% | $5,880,256 |
| TIMBER ZENITH | UNISON VALUE | 7FI7S5B72 | GIC | 8.92% | $83,272,524 |
| BRIDGE RADIAL | UNISON ATLAS | EZAC6VNAN | RGI | 10.21% | $36,217,821 |
| NORTH ALPHA | QUANTUM MATRIX | 83APWXW8N | VWPWL | 7.39% | $8,963,387 |