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Holmes Investment Management, Inc.

Holmes Investment Management, Inc.. CRD 123920

Holmes Investment Management, Inc. logo

CRD: 123920

Holmes Investment Management, Inc.

Brockton, MA, 02301
5089415888
www.hhria.com
$49.5M Total AUM
$49.5M Disc. AUM
-- 3Y CAGR
3 Employees
129 ADV. Clients
26 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
MomentumOak
Established Date
08-16-1999
Office Locations
3

Office Locations

839 Rear Pleasant Street Brockton MA
P.o. BOX 550 Wrentham MA
-- Brockton MA

About Holmes Investment Management, Inc.

Holmes Investment Management, Inc. is an independent registered investment adviser in Brockton, MA serving individuals, families, and small business owners with comprehensive investment management and financial planning (retirement, education, estate). The firm positions itself as conflict-free with no sales quotas, offers options trading/management, and supports virtual meetings. Portfolios commonly use ETFs and mutual funds with an asset-allocation and risk-management focus.

Team overview

63 AVG AGE
$49.5M AVG AUM / ADVISOR
$383.8K AVG AUM / CLIENT
9.1 yrs AVG TENURE
3 Employees
1 Advisory Reps
3 RIA Reps
26yrs Firm Age

Insights

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Asset Classes

Glacier eagle Momentum crest

Client Personas

Alpha wave

Custodian

Signal horizon

Investment Themes

Summit matrix Meridian

Investment Vehicles

Beacon Zenith

Services

Wave glacier Delta legacy Prime Zenith timber Legacy vector Eagle momentum Horizon radial Peak

Technology

Momentum summit Value glacier

Owner & Executives

H

HOWARD JOSEPH HOLMES

DIRECTOR, President, Principal, Secretary, TREASURER

CRD
#4602838
Ownership
75% or more
(523) 216-6187
vital.legacy@eaglecapital.com
in linkedin.com/in/oak-radial

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Contacts

A

AMIR ALAMIR

--

CRD
#8210469
(878) 946-3482
bridge.catalyst@embercapital.com
in linkedin.com/in/focus-harbor
TRACY DALE GALLOWAY

TRACY DALE GALLOWAY

Consultant

CRD
#6848672
(739) 274-8835
unison.delta@insightcapital.com
in linkedin.com/in/beacon-meridian
F

Foundation ember

Ember unison focus

CRD
#82511
(867) 406-7503
ember.element@oakcapital.com
in linkedin.com/in/unison-ridge

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $49,504,256 --
Non-Discretionary $0 --
Total $49,504,256 --

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Separately Managed Accounts

Total SMA Asset: $49,504,256

$49.5M Total SMA
Public Funds:
20.8%
Cash:
20.1%
Equity - Exchange:
17.2%
U.S. Government/Agency:
18.6%
Corporate - Investment Grade:
23.3%
Asset class Assets Assets %
Public Funds $459,189,628 20.8%
Cash $443,736,131 20.1%
Equity - Exchange $379,714,500 17.2%
U.S. Government/Agency $410,621,494 18.6%
Corporate - Investment Grade $514,380,688 23.3%
Total $2,207,642,441 100.0%

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