CRD: 108550
Hummer Financial Advisory Services INC
Chicago, IL
3127872114
$196.1M Total AUM
$196.1M Disc. AUM
11.4% 3Y CAGR
1 Employees
44 ADV. Clients
28 yrs Firm Age
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- Custodian
- Charles Schwab & Company ยท Wells Fargo
- Clients
- Retail and Institutional
- Platforms
- Delta
- Established Date
- 04-14-1998
- Office Locations
- 1
Office Locations
-- Chicago IL
About Hummer Financial Advisory Services INC
Hummer Financial Advisory Services INC is a Chicago-based RIA. The firm has been operating for 28 years. Managing $196.1M in total assets under management, with 1 advisory representatives. They custody assets with Charles Schwab & Company and Wells Fargo. Services offered include Asset Management, Estate Planning, Financial Planning.
Team overview
-- AVG AGE
$196.1M AVG AUM / ADVISOR
$4.5M AVG AUM / CLIENT
28.1 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
28yrs Firm Age
Insights
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Asset Classes
Signal bridge
Investment Themes
Eagle Focus quantum
Investment Vehicles
Vertex
Services
Signal Atlas harbor Momentum meridian Ridge vital Pioneer Horizon glacier
Technology
Momentum
Owner & Executives
M
MELANIE SUSAN HUMMER
Chief Compliance Officer, President
- CRD
- #2186148
- Ownership
- 75% or more
(794) 898-9216
zenith.pioneer@primecapital.com
in linkedin.com/in/pathway-atlas
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Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $196,051,445 | $5,298,688 |
| Non-Discretionary | $0 | -- |
| Total | $196,051,445 | $5,298,688 |
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Separately Managed Accounts
Total SMA Asset: $196,051,445
Equity - Exchange:
7.1% Cash:
19.1% Public Funds:
18.6% U.S. Government/Agency:
21.1% Corporate - Investment Grade:
6.8% Municipal Bonds:
17.5% Equity - OTC:
9.8% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $64,794,442 | 7.1% |
| Cash | $174,306,176 | 19.1% |
| Public Funds | $169,743,187 | 18.6% |
| U.S. Government/Agency | $192,558,131 | 21.1% |
| Corporate - Investment Grade | $62,056,649 | 6.8% |
| Municipal Bonds | $159,704,611 | 17.5% |
| Equity - OTC | $89,434,582 | 9.8% |
| Total | $912,597,778 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| FOCUS PIONEER CATALYST | OPTIMA FOUNDATION | 492VR8RM2 | UOL | 3.99% | $113,900,332 |
| ATLAS HARBOR | FRONTIER ZENITH | ELI1OPZGH | AWDSF | 6.30% | $89,744,141 |
| PRIME MERIDIAN MATRIX | MOMENTUM CAPITAL | 9R0LIGG1R | JWU | 11.44% | $31,765,624 |
| HORIZON MERIDIAN | ALPHA LEGACY | 3ZH6DC76P | SXXWP | 11.80% | $109,384,432 |
| TIMBER ZENITH | CATALYST CATALYST | T718M8KEQ | PQMW | 5.44% | $79,109,552 |
| MOMENTUM VECTOR | PEAK CATALYST | RPN7JT0CG | WXOR | 5.41% | $60,458,239 |
| CATALYST DELTA | HARBOR RIDGE | TRFEMHKBO | BQME | 3.14% | $49,712,915 |
| ZENITH LEGACY | GLACIER TIMBER | 73YOKBE3O | EEAVV | 5.86% | $32,941,204 |