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Investment Advisor Group

Investment Advisor Group. CRD 312448

I

CRD: 312448

Investment Advisor Group

Hancock, NY
6079304338
$81.0M Total AUM
$80.6M Disc. AUM
-- 3Y CAGR
3 Employees
124 ADV. Clients
5 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS
Clients
Retail and Institutional
Platforms
--
Established Date
02-08-2021
Office Locations
3

Office Locations

-- Hancock NY
-- Newark DE
-- Saint Augustine FL

About Investment Advisor Group

Investment Advisor Group is an independent, fee-only, fiduciary SEC-registered RIA based in upstate New York providing advisor solutions for financial advisors transitioning to (or operating within) the RIA model. The firm supports compliance, technology, marketing, practice management and billing, plus multi-custodian access and model portfolios. Built for wirehouse, IBD and existing RIA advisors seeking autonomy without broker-dealer affiliation.

Team overview

65 AVG AGE
$27.0M AVG AUM / ADVISOR
$652.9K AVG AUM / CLIENT
5.3 yrs AVG TENURE
3 Employees
3 Advisory Reps
3 RIA Reps
5yrs Firm Age

Insights

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Asset Classes

Focus Prime frontier Quantum catalyst

Investment Themes

Wave

Investment Vehicles

Alpha peak Vector meridian

Services

Harbor Capital Catalyst Focus Frontier alpha Harbor Optima

Owner & Executives

CHRISTOPHER LEE PRICE

CHRISTOPHER LEE PRICE

Chief Compliance Officer, Chief Executive Officer

CRD
#4468600
Ownership
75% or more
(887) 891-5120
optima.legacy@insightcapital.com
in linkedin.com/in/insight-capital

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Contacts

P

PAUL F. KOHN

Financial Advisor, General Partner

CRD
#5761826
(594) 432-4194
summit.oak@crestcapital.com
in linkedin.com/in/fusion-focus
E

EUGENE WILLIAM NOVITSKI

--

CRD
#1679236
(346) 886-1189
optima.capital@capitalcapital.com
in linkedin.com/in/alpha-bridge

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-15-2022
12-08-2023
02-27-2024
09-30-2025
03-11-2026
Category Assets AVG. Account size
Discretionary $80,605,680 $331,711
Non-Discretionary $350,400 $350,400
Total $80,956,080 $331,787

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Separately Managed Accounts

Total SMA Asset: $80,956,080

$81.0M Total SMA
Equity - Exchange:
31.7%
Public Funds:
24.1%
Cash:
20.2%
Corporate - Investment Grade:
10.6%
Other:
13.4%
Asset class Assets Assets %
Equity - Exchange $2,410,567,080 31.7%
Public Funds $1,832,639,326 24.1%
Cash $1,536,071,136 20.2%
Corporate - Investment Grade $806,057,131 10.6%
Other $1,018,977,883 13.4%
Total $7,604,312,556 100.0%

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