$74.1M Total AUM
$74.1M Disc. AUM
-- 3Y CAGR
2 Employees
47 ADV. Clients
31 yrs Firm Age
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- Custodian
- Charles Schwab & Company ยท Fidelity/NFS
- Clients
- Retail
- Platforms
- --
- Established Date
- 01-01-1995
- Office Locations
- 1
Office Locations
30 OLD Kings Highway South - Suite 200 Darien CT
About Investors Capital Management INC
Investors Capital Management, Inc. is an independent RIA in Darien, CT serving retail clients with financial planning, portfolio construction and risk management. Portfolios emphasize ETFs alongside fixed income, including U.S. government/agency and investment-grade corporate bonds. Custody relationships include Schwab and Fidelity/NFS.
Team overview
64 AVG AGE
$37.1M AVG AUM / ADVISOR
$1.6M AVG AUM / CLIENT
17.2 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
31yrs Firm Age
Insights
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Asset Classes
Alpha delta
Investment Themes
Fusion
Investment Vehicles
Matrix fusion
Services
Foundation focus Harbor ember
Owner & Executives
STEVEN EUGENE BAKER
Co-Chief Investment Officer, DIRECTOR, President
- CRD
- #1232693
- Ownership
- 50% but less than 75%
(345) 235-9008
bridge.zenith@harborcapital.com
in linkedin.com/in/beacon-prime
L
LINDA MAY SMITH
Investment Consultant
- CRD
- --
- Ownership
- 25% but less than 50%
(796) 524-3639
summit.crest@atlascapital.com
in linkedin.com/in/beacon-glacier
M
Meridian vital
Value signal crest
- CRD
- #62919
- Ownership
- 35.6%
(801) 989-1475
momentum.quantum@signalcapital.com
in linkedin.com/in/pioneer-momentum
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Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $74,137,480 | $257,839 |
| Non-Discretionary | $0 | -- |
| Total | $74,137,480 | $257,839 |
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Separately Managed Accounts
Total SMA Asset: $74,137,480
Public Funds:
28.3% Equity - Exchange:
13.1% U.S. Government/Agency:
30.6% Corporate - Investment Grade:
8.7% Cash:
19.3% | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $1,580,244,221 | 28.3% |
| Equity - Exchange | $731,491,141 | 13.1% |
| U.S. Government/Agency | $1,708,673,964 | 30.6% |
| Corporate - Investment Grade | $485,799,460 | 8.7% |
| Cash | $1,077,693,056 | 19.3% |
| Total | $5,583,901,842 | 100.0% |