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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Fusion zenithGlacier pathway
- Established Date
- 07-23-2003
- Office Locations
- 2
Office Locations
About J.k. Financial, Inc.
J.K. Financial, Inc. is a fee-only, fiduciary total wealth management firm providing high-touch “Total Wealth Concierge” planning and investment management, plus retirement transitions, tax and estate planning, protection analysis, and concentrated-wealth strategies (e.g., RSUs/options, 10b5-1 and liquidity events). Serves career-driven professionals, business owners, retirees and C-suite executives, with many clients being single women. Independently owned with no outside institutional investors; custody includes Schwab.
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Owner & Executives
JOHN ALLEN KVALE
Chief Compliance Officer, Chief Information Security Officer, President
- CRD
- #2047457
- Ownership
- 75% or more
DONALD WILLIAM CAPONE III
Portfolio Manager
- CRD
- #4439111
- Ownership
- Less than 5%
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Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $195,811,000 | $469,571 |
| Non-Discretionary | $0 | -- |
| Total | $195,811,000 | $469,571 |
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Separately Managed Accounts
Total SMA Asset: $195,811,000
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $316,180,568 | 19.4% |
| Equity - Exchange | $189,056,422 | 11.6% |
| Municipal Bonds | $340,627,519 | 20.9% |
| Cash | $169,498,861 | 10.4% |
| Derivatives | $356,925,487 | 21.9% |
| U.S. Government/Agency | $257,507,886 | 15.8% |
| Total | $1,629,796,743 | 100.0% |