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J K R & Company, Inc.

J K R & Company, Inc.. CRD 8040

J K R & Company, Inc. logo

CRD: 8040

J K R & Company, Inc.

VAN Nuys, CA, 91406
8187817721
$136.3M Total AUM
$136.3M Disc. AUM
-- 3Y CAGR
5 Employees
115 ADV. Clients
46 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Pershing
Clients
Retail
Platforms
Bridge
Established Date
11-09-1979
Office Locations
2

Office Locations

1540 S. Coast Hwy. #202 Laguna Beach CA
7145 Woodley Avenue VAN Nuys CA

About J K R & Company, Inc.

JKR & Company, Inc. is a California-based securities brokerage and state-registered investment adviser (incorporated 1979) providing financial and retirement planning, employer-sponsored plan and business pension services, and insurance planning. The firm builds portfolios using asset allocation across stocks, bonds, options, mutual funds, ETFs, annuities and retirement accounts, clearing trades through Pershing and working through Schwab.

Team overview

-- AVG AGE
$27.3M AVG AUM / ADVISOR
$1.2M AVG AUM / CLIENT
17.3 yrs AVG TENURE
5 Employees
5 Advisory Reps
4 RIA Reps
46yrs Firm Age

Insights

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Asset Classes

Matrix catalyst Capital Focus meridian Insight Delta beacon

Client Personas

Pioneer

Custodian

Quantum beacon Vertex Quantum Peak legacy

Investment Themes

Optima Optima focus Harbor

Investment Vehicles

Beacon Insight vital

Services

Vector Fusion Beacon foundation Quantum Focus ridge Wave Crest North vector

Technology

Harbor

Owner & Executives

J

JAMES ANDREW ELLIS

Chief Compliance Officer, Finop, President

CRD
#2395774
Ownership
75% or more
(846) 934-7508
fusion.foundation@valuecapital.com
in linkedin.com/in/ridge-delta
J

JAMES KEMP RICHARDSON

VICE PRESIDENT

CRD
#375759
Ownership
Less than 5%
(721) 870-1278
ridge.delta@catalystcapital.com
in linkedin.com/in/legacy-alpha

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Contacts

J

Jay Pernsten Henriksen

CFP

CRD
#7009324
(980) 419-4071
wave.vertex@optimacapital.com
in linkedin.com/in/eagle-ridge
FREDERICK JAMES PIERACCI

FREDERICK JAMES PIERACCI

--

CRD
#725725
(599) 255-5337
beacon.crest@unisoncapital.com
in linkedin.com/in/glacier-legacy
H

Harbor value

Matrix catalyst

CRD
#17934
(244) 613-4955
ridge.bridge@signalcapital.com
in linkedin.com/in/vital-optima

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
05-26-2026
Category Assets AVG. Account size
Discretionary $136,316,266 $595,268
Non-Discretionary $0 --
Total $136,316,266 $595,268

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Separately Managed Accounts

Total SMA Asset: $136,316,266

$136.3M Total SMA
Equity - Exchange:
36.9%
Cash:
33.9%
Municipal Bonds:
11.6%
Public Funds:
17.6%
Asset class Assets Assets %
Equity - Exchange $2,491,088,715 36.9%
Cash $2,288,561,177 33.9%
Municipal Bonds $783,106,480 11.6%
Public Funds $1,188,161,555 17.6%
Total $6,750,917,927 100.0%

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