CRD: 169643
James Curtis Financial AND Insurance Services
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- Custodian
- Charles Schwab & Company ยท TD Ameritrade
- Clients
- Retail
- Platforms
- Matrix matrix
- Established Date
- 05-29-2014
- Office Locations
- 2
Office Locations
About James Curtis Financial AND Insurance Services
James Curtis Financial and Insurance Services is a Costa Mesa, CA-based practice providing holistic financial planning, portfolio management, and insurance-based risk management for individuals and families. Investment approach emphasizes ETF implementation alongside U.S. government/agency fixed income. Custody relationships include Charles Schwab (and legacy TD Ameritrade), supporting streamlined trading and reporting.
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Investment Themes
Investment Vehicles
Platform
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Technology
Owner & Executives
JAMES MORGAN CURTIS
Advisor, Chief Compliance Officer, President
- CRD
- #5557007
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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DION MITCHELL COLLINS
Certified Financial Planner
- CRD
- #1441191
Showing 1 of 2 contacts
Unlock allAssets Under Management
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $0 | -- |
| Non-Discretionary | $99,490,938 | -- |
| Total | $99,490,938 | -- |
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Separately Managed Accounts
Total SMA Asset: $99,490,938
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $1,018,010,733 | 19.7% |
| U.S. Government/Agency | $1,782,810,674 | 34.5% |
| Other | $428,908,075 | 8.3% |
| Cash | $1,937,837,690 | 37.5% |
| Total | $5,167,567,172 | 100.0% |