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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Quantum
- Established Date
- 01-23-2015
- Office Locations
- 4
Office Locations
About JIM Saulnier & Associates, LLC
Jim Saulnier & Associates is a Fort Collins, CO RIA focused on retirees and pre-retirees, combining retirement income planning, Social Security/IRA guidance, and asset management. The firm offers an a la carte service menu and a Secure Retirement Income Process refined over 20 years to address spending and retirement risks. Portfolios are largely ETF-based, supported by an active podcast and learning library.
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Owner & Executives
JAMES HENRY SAULNIER
Associate, Chief Compliance Officer, Managing Member
- CRD
- #3269945
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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Thomas Gregory Darden
Analyst
- CRD
- #6616518
CHRISTOPHER WILLIAM STEIN
Advisor
- CRD
- #5561332
Harbor crest
Alpha peak crest
- CRD
- #66668
Showing 2 of 5 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $286,384,613 | $456,754 |
| Non-Discretionary | $0 | -- |
| Total | $286,384,613 | $456,754 |
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Separately Managed Accounts
Total SMA Asset: $286,384,613
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $137,386,932 | 27.7% |
| Cash | $138,378,895 | 27.9% |
| Other | $83,820,908 | 16.9% |
| Equity - Exchange | $136,394,968 | 27.5% |
| Total | $495,981,703 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| OAK VALUE FOCUS | OAK RIDGE | T1KK5P3TC | DWAKU | 6.79% | $61,071,767 |
| MOMENTUM HARBOR VITAL | ELEMENT CREST | NYQZYTIS2 | VXXG | 3.30% | $101,801,987 |
| HORIZON UNISON MERIDIAN | RIDGE FOUNDATION | 3Z3JWA2HH | CSV | 6.57% | $65,064,920 |
| VITAL VALUE CREST | RADIAL VALUE | PG95PXPDG | YLK | 8.61% | $89,844,760 |
| VERTEX OAK | FRONTIER PATHWAY | NJQTVX22I | ASEOR | 8.28% | $118,037,580 |
| VECTOR HARBOR | PEAK CATALYST | 80ZGICEWM | LMVKY | 7.40% | $37,054,508 |
| SIGNAL MOMENTUM | WAVE CREST | 38PSYD7AP | VNQC | 10.23% | $101,547,886 |
| SIGNAL ELEMENT PEAK | NORTH CAPITAL | GS6INIPTP | UKG | 4.71% | $93,462,891 |