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Jocelyn Investment Management, LLC

Jocelyn Investment Management, LLC. CRD 323831

Jocelyn Investment Management, LLC logo

CRD: 323831

Jocelyn Investment Management, LLC

SAN Rafael, CA, 94903
4152561795
jocelyninvestment.com
$1.0B Total AUM
$104.0M Disc. AUM
16.8% 3Y CAGR
2 Employees
259 ADV. Clients
3 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS · Matrix Trust
Clients
Retail and Institutional
Platforms
Oak
Established Date
09-01-2022
Office Locations
1

Office Locations

100 Smith Ranch Road Suite 329 SAN Rafael CA

About Jocelyn Investment Management, LLC

Jocelyn Investment Management, LLC is a fee-only RIA focused on employer retirement plans and wealth management for high net worth/high income individuals. For plan sponsors and 401(k) committees, the firm uses a systematic written ERISA fiduciary process—helping select and oversee investments with quarterly peer/benchmark reviews, supporting committee meetings and documentation, and assisting with participant communications. A sister firm provides retirement plan administration and recordkeeping.

Team overview

-- AVG AGE
$506.6M AVG AUM / ADVISOR
$3.9M AVG AUM / CLIENT
3.9 yrs AVG TENURE
2 Employees
2 Advisory Reps
0 RIA Reps
3yrs Firm Age

Insights

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Asset Classes

Pathway harbor Focus catalyst Oak

Client Personas

Vertex vertex

Investment Themes

Zenith Capital

Investment Vehicles

Glacier crest

Services

Radial Zenith Pathway Peak catalyst Summit Focus Eagle Pioneer ember

Technology

Crest

Owner & Executives

N

NICHOLAS ALDEN JOCELYN

Principal, Secretary, VICE CHAIRMAN, VICE PRESIDENT

CRD
--
Ownership
Less than 5%
(885) 399-5155
pioneer.ridge@summitcapital.com
in linkedin.com/in/ridge-focus
R

ROBERT A JOCELYN

Chairman, Chief Compliance Officer, MANAGING PRINCIPAL, PORTFOLIO MANAGER, President

CRD
--
Ownership
Less than 5%
(301) 500-4029
alpha.atlas@elementcapital.com
in linkedin.com/in/wave-harbor

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
10-26-2022
11-17-2023
08-16-2024
02-01-2025
03-27-2026
Category Assets AVG. Account size
Discretionary $103,963,761 $3,584,957
Non-Discretionary $909,152,115 $3,803,984
Total $1,013,115,876 $3,780,283

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Separately Managed Accounts

Total SMA Asset: $1,013,115,876

$1.0B Total SMA
Public Funds:
29.5%
U.S. Government/Agency:
14.6%
Cash:
12.5%
Equity - Exchange:
43.4%
Asset class Assets Assets %
Public Funds $2,022,181,344 29.5%
U.S. Government/Agency $1,000,808,394 14.6%
Cash $856,856,502 12.5%
Equity - Exchange $2,975,005,774 43.4%
Total $6,854,852,014 100.0%

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