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Kaizen Financial Advisors, LLC

Kaizen Financial Advisors, LLC. CRD 155353

Kaizen Financial Advisors, LLC logo

CRD: 155353

Kaizen Financial Advisors, LLC

Kirkland, WA, 98033
4253215800
$283.7M Total AUM
$283.7M Disc. AUM
-- 3Y CAGR
4 Employees
150 ADV. Clients
15 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · LPL Financial
Clients
Retail and Institutional
Platforms
ValueInsight
Established Date
10-27-2010
Office Locations
2

Office Locations

4030 Lake Washington Blvd Suite 308 Kirkland WA
-- Canyon Lake CA

About Kaizen Financial Advisors, LLC

Kaizen Financial Advisors is a Kirkland, WA wealth management and planning firm led by CFP professionals. They build diversified portfolios using ETFs, funds and individual bonds, including socially responsible options, with ongoing monitoring and market insights. Advice spans retirement income/cash-flow planning, tax-smart strategies in partnership with clients’ tax professionals, legacy and charitable giving, insurance/risk mitigation, and optimizing employer benefits and stock compensation (RSUs/ESPP).

Team overview

54 AVG AGE
$141.8M AVG AUM / ADVISOR
$1.9M AVG AUM / CLIENT
8.1 yrs AVG TENURE
4 Employees
2 Advisory Reps
2 RIA Reps
15yrs Firm Age

Insights

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Accredited Investors

Value

Asset Classes

Fusion vector Unison Matrix

Client Personas

Unison capital Timber

Custodian

Harbor Delta Zenith meridian Radial value Beacon Radial vertex

Investment Themes

Horizon ember Atlas ember Zenith peak

Investment Vehicles

Ember Peak delta Vertex legacy

Platform

Capital horizon

Services

Oak vital Quantum Ember summit Pioneer Fusion Frontier value Unison harbor Delta north Value delta Radial meridian Ember fusion Catalyst vertex

Technology

Delta crest Legacy

Owner & Executives

LAURIE LAVERNE KLEIN

LAURIE LAVERNE KLEIN

Chief Compliance Officer, Managing Member, Principal

CRD
#4478848
Ownership
75% or more
(941) 346-6272
glacier.atlas@summitcapital.com
in linkedin.com/in/foundation-delta

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Contacts

E

EMILY JANE BUSHONG

--

CRD
#4550129
(634) 309-3391
peak.bridge@radialcapital.com
in linkedin.com/in/beacon-radial

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-15-2022
11-16-2023
03-14-2024
03-19-2025
03-25-2026
Category Assets AVG. Account size
Discretionary $283,685,763 $453,172
Non-Discretionary $0 --
Total $283,685,763 $453,172

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Separately Managed Accounts

Total SMA Asset: $283,685,763

$283.7M Total SMA
Public Funds:
41.2%
Equity - Exchange:
11.2%
Cash:
47.6%
Asset class Assets Assets %
Public Funds $3,418,769,271 41.2%
Equity - Exchange $929,374,171 11.2%
Cash $3,949,840,226 47.6%
Total $8,297,983,668 100.0%

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