$287.1M Total AUM
$285.2M Disc. AUM
26.7% 3Y CAGR
5 Employees
284 ADV. Clients
7 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Zenith vertexCrest glacier +more
- Established Date
- 11-02-2018
- Office Locations
- 2
Office Locations
2105 South Bascom AVE, Suite 295 Campbell CA
6700 Koll Center Parkway Suite 255 Pleasanton CA
About Kaizen Financial Strategies, LLC
Kaizen Financial Strategies, LLC is a fee-only, independent fiduciary RIA providing financial goal planning, tax-aware planning, and investment management for tech professionals in Silicon Valley and beyond. The team specializes in equity compensation and employer benefits (ESPP, RSUs, ISOs) and builds portfolios using public markets, including ETFs. Custodied at Charles Schwab.
Team overview
43 AVG AGE
$57.4M AVG AUM / ADVISOR
$1.0M AVG AUM / CLIENT
7.1 yrs AVG TENURE
5 Employees
5 Advisory Reps
5 RIA Reps
7yrs Firm Age
Insights
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Asset Classes
Harbor Zenith Wave Meridian matrix Timber bridge Optima
Client Personas
Ridge Glacier
Custodian
Oak Zenith delta Optima Focus Fusion horizon
Investment Themes
Glacier glacier Beacon focus Insight ridge Ember optima Eagle Timber radial
Investment Vehicles
Focus Foundation focus
Platform
Meridian vector Signal focus
Services
Capital Summit foundation Glacier summit Ridge harbor Glacier glacier Optima pioneer Crest vertex Vector Bridge signal Capital Fusion crest Glacier
Technology
Legacy value Summit Eagle glacier Quantum Vital
Owner & Executives
IFTIKHAR MAHMUD AHMED
Financial Advisor, General Partner, Managing Member
- CRD
- #6270480
- Ownership
- 50% but less than 75%
(288) 494-8625
fusion.horizon@zenithcapital.com
in linkedin.com/in/prime-delta
SAADIA SHAKUR AHMED
Advisor, Managing Member
- CRD
- #3008616
- Ownership
- 50% but less than 75%
(270) 941-7779
unison.ridge@eaglecapital.com
in linkedin.com/in/prime-pioneer
F
Fusion vital
Signal oak zenith
- CRD
- #45145
- Ownership
- 46.3%
(615) 550-7211
vital.crest@primecapital.com
in linkedin.com/in/crest-ember
Showing 2 of 3 owners & executives
Unlock allContacts
S
SAUL RICHARD GREENE
Advisor
- CRD
- #4453934
(636) 953-8623
wave.crest@vertexcapital.com
in linkedin.com/in/bridge-frontier
ZAINEB SUMAYYA SOHAIL
Associate
- CRD
- #7277093
(943) 227-3314
crest.summit@horizoncapital.com
in linkedin.com/in/signal-glacier
Showing 2 of 5 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $285,232,320 | $392,882 |
| Non-Discretionary | $1,876,507 | $81,587 |
| Total | $287,108,827 | $383,323 |
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Separately Managed Accounts
Total SMA Asset: $287,108,827
Public Funds:
17.4% Equity - Exchange:
27.8% Cash:
26.6% U.S. Government/Agency:
12.0% Derivatives:
10.4% Other:
5.8% | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $978,329,400 | 17.4% |
| Equity - Exchange | $1,563,078,007 | 27.8% |
| Cash | $1,495,607,014 | 26.6% |
| U.S. Government/Agency | $674,709,931 | 12.0% |
| Derivatives | $584,748,607 | 10.4% |
| Other | $326,109,799 | 5.8% |
| Total | $5,622,582,758 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| PEAK NORTH MERIDIAN | VERTEX ZENITH | E1F97MNM8 | XIT | 12.29% | $50,037,914 |
| OPTIMA PATHWAY | VERTEX LEGACY | G86HIGBYG | OMAQT | 7.25% | $29,587,795 |
| INSIGHT PRIME | CREST VECTOR | EL5LLO146 | UBC | 10.56% | $118,074,964 |
| WAVE FRONTIER VITAL | PATHWAY RIDGE | BADXQ0EOE | KWN | 6.82% | $81,451,449 |
| CAPITAL DELTA RADIAL | CAPITAL UNISON | WD1MUK4DA | OOMG | 7.51% | $18,250,153 |
| NORTH FOUNDATION | PIONEER LEGACY | J2NIBBI57 | ZKM | 3.15% | $70,159,432 |
| NORTH ALPHA CATALYST | PRIME CREST | O095LW1CQ | YJUY | 12.23% | $31,531,520 |
| HORIZON VECTOR QUANTUM | NORTH FUSION | RC13Z167L | AWWB | 3.22% | $46,142,372 |