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Kaizen Retirement Plan Advisors, LLC

Kaizen Retirement Plan Advisors, LLC. CRD 289238

K

CRD: 289238

Kaizen Retirement Plan Advisors, LLC

Quincy, MA
5088506401
$155.9M Total AUM
$46.7M Disc. AUM
-- 3Y CAGR
1 Employees
46 ADV. Clients
8 yrs Firm Age

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Firm Details

Custodian
Broadridge ยท Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Horizon horizon
Established Date
10-04-2017
Office Locations
1

Office Locations

-- Quincy MA

About Kaizen Retirement Plan Advisors, LLC

Kaizen Retirement Plan Advisors, LLC is a Quincy-based RIA. The firm has been operating for 8 years. Managing $155.9M in total assets under management, with 1 advisory representatives. They custody assets with Broadridge and Charles Schwab & Company. Services offered include Asset Management, Insurance, Portfolio Construction.

Team overview

-- AVG AGE
$155.9M AVG AUM / ADVISOR
$3.4M AVG AUM / CLIENT
8.7 yrs AVG TENURE
1 Employees
1 Advisory Reps
0 RIA Reps
8yrs Firm Age

Insights

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Asset Classes

Vertex

Investment Themes

Insight quantum Fusion prime

Investment Vehicles

North radial

Services

Fusion Ridge vector Element Harbor vertex

Technology

Harbor

Owner & Executives

W

WILLIAM DANIEL GLEAVY

Chief Compliance Officer, Managing Member, Retirement Plan Advisor

CRD
#2317578
Ownership
75% or more
(531) 287-2810
vertex.legacy@insightcapital.com
in linkedin.com/in/signal-north

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
10-18-2024
02-10-2025
02-20-2026
Category Assets AVG. Account size
Discretionary $46,737,285 $3,338,378
Non-Discretionary $109,207,937 $9,100,661
Total $155,945,222 $5,997,893

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Separately Managed Accounts

Total SMA Asset: $155,945,222

$155.9M Total SMA
Public Funds:
18.2%
Corporate - Investment Grade:
20.6%
Cash:
34.2%
Equity - Exchange:
27.0%
Asset class Assets Assets %
Public Funds $1,457,585,648 18.2%
Corporate - Investment Grade $1,649,794,745 20.6%
Cash $2,738,979,625 34.2%
Equity - Exchange $2,162,352,336 27.0%
Total $8,008,712,354 100.0%

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