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- Custodian
- Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- Radial peak
- Established Date
- 06-20-2005
- Office Locations
- 1
Office Locations
About KAY Investments, Inc.
Kay Investments, Inc. is an independent RIA focused on risk-managed portfolio construction for investors seeking growth and/or retirement income. Portfolios use mainly low-cost ETFs, with sector rotation based on market strength, alongside fixed-return strategies aimed at preserving principal. The firm offers easy-to-understand model portfolios across risk profiles and uses Fidelity/NFS for brokerage/custody, with access to zero-commission ETFs and a peer-to-peer fixed-return fund.
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Owner & Executives
DARRELL JOSEPH KAY
Chief Compliance Officer, Financial Advisor, General Partner, President
- CRD
- #1510446
- Ownership
- 75% or more
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Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $53,394,537 | $183,984 |
| Non-Discretionary | $14,536,356 | $297,681 |
| Total | $67,930,893 | $187,845 |
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Separately Managed Accounts
Total SMA Asset: $67,930,893
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $1,027,132,873 | 13.4% |
| Equity - Exchange | $728,191,216 | 9.5% |
| Private Funds | $1,548,364,480 | 20.2% |
| Cash | $1,640,346,528 | 21.4% |
| Equity - OTC | $1,172,771,116 | 15.3% |
| U.S. Government/Agency | $1,548,364,478 | 20.2% |
| Total | $7,665,170,691 | 100.0% |