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Kelley Investments

Kelley Investments. CRD 119099

Kelley Investments logo

CRD: 119099

Kelley Investments

DEL MAR, CA
8583501010
$238.0M Total AUM
$216.5M Disc. AUM
19.5% 3Y CAGR
3 Employees
216 ADV. Clients
23 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS · LPL Financial · Merrill Lynch
Clients
Retail
Platforms
Vital wave
Established Date
11-01-2002
Office Locations
1

Office Locations

-- DEL MAR CA

About Kelley Investments

Kelley Investments is a Del Mar, CA wealth management firm serving families, professionals, and business owners. The team builds tailored financial plans and insurance-aware strategies, investing with a disciplined, long-term, risk-controlled approach aimed at steady appreciation and avoiding large drawdowns. Portfolios use diversified asset allocation across mutual funds, ETFs, and fixed income, with primary custody at Fidelity/NFS.

Team overview

50 AVG AGE
$79.3M AVG AUM / ADVISOR
$1.1M AVG AUM / CLIENT
1.1 yrs AVG TENURE
3 Employees
3 Advisory Reps
3 RIA Reps
23yrs Firm Age

Insights

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Asset Classes

Focus element Element

Client Personas

Capital unison Delta quantum

Custodian

Alpha Element Wave fusion Oak meridian Alpha Alpha Capital Summit

Investment Themes

Horizon quantum Alpha wave

Investment Vehicles

Vital

Platform

Radial

Services

Ember Summit Timber unison Capital foundation Foundation horizon Radial Vertex

Technology

Alpha

Owner & Executives

CRAIG PATRICK KELLEY

CRAIG PATRICK KELLEY

Chief Compliance Officer, Chief Investment Officer, Owner, Wealth Manager

CRD
#1244386
Ownership
Less than 5%
(464) 839-7756
peak.element@catalystcapital.com
in linkedin.com/in/optima-oak

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Contacts

SEAN PATRICK OHARA

SEAN PATRICK OHARA

--

CRD
#3147844
(490) 534-4497
timber.north@alphacapital.com
in linkedin.com/in/pioneer-north
F

FRANK LAURENCE SCOTT

--

CRD
#4029346
(935) 302-4865
element.optima@foundationcapital.com
in linkedin.com/in/catalyst-pathway

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
07-06-2022
03-15-2023
09-05-2024
04-15-2025
02-12-2026
Category Assets AVG. Account size
Discretionary $216,480,191 $606,387
Non-Discretionary $21,476,199 $715,873
Total $237,956,390 $614,874

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Separately Managed Accounts

Total SMA Asset: $237,956,390

$238.0M Total SMA
Public Funds:
16.3%
Equity - Exchange:
24.5%
Cash:
35.2%
Municipal Bonds:
24.0%
Asset class Assets Assets %
Public Funds $1,023,261,528 16.3%
Equity - Exchange $1,538,031,131 24.5%
Cash $2,209,742,686 35.2%
Municipal Bonds $1,506,642,740 24.0%
Total $6,277,678,085 100.0%

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