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KM Capital Management, Ltd.

KM Capital Management, Ltd.. CRD 132887

KM Capital Management, Ltd. logo

CRD: 132887

KM Capital Management, Ltd.

Austin, TX, 78744
5126970290
$374.4M Total AUM
$268.6M Disc. AUM
15.5% 3Y CAGR
9 Employees
42 ADV. Clients
21 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท TD Ameritrade
Clients
Retail and Institutional
Platforms
--
Established Date
11-01-2004
Office Locations
3

Office Locations

1701 Directors Blvd. Suite 370 Austin TX
4040 Broadway SAN Antonio TX
-- Roanoke TX

About KM Capital Management, Ltd.

KM Capital Management, Ltd. is a private wealth manager providing personalized portfolio management for high-net-worth professional athletes and entertainers, pairing investment oversight with family-office style support including bookkeeping/accounting, bill management, tax prep and planning, and estate and insurance planning. The team cites 45+ years of combined experience serving professional athletes and typically implements portfolios with public funds (including ETFs) alongside select private fund exposure; custody includes Schwab.

Team overview

50 AVG AGE
$93.6M AVG AUM / ADVISOR
$8.9M AVG AUM / CLIENT
12 yrs AVG TENURE
9 Employees
4 Advisory Reps
4 RIA Reps
21yrs Firm Age

Insights

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Asset Classes

Quantum alpha Fusion Vertex bridge Delta value Peak Catalyst Oak value Signal pathway

Client Personas

Vertex vector Meridian ember

Investment Themes

Vertex horizon North ridge Unison

Investment Vehicles

Crest Momentum Frontier pathway

Platform

Glacier

Services

Momentum Catalyst alpha Quantum fusion Signal

Owner & Executives

J

JOSEPH ANDREW FESTE

Managing Partner, Partner

CRD
#1739013
Ownership
50% but less than 75%
(627) 674-6543
vector.vector@alphacapital.com
in linkedin.com/in/horizon-wave
JOSEPH W FESTE

JOSEPH W FESTE

Owner, PARTNER

CRD
#5963495
Ownership
25% but less than 50%
(663) 819-3714
frontier.signal@deltacapital.com
in linkedin.com/in/focus-legacy
O

Optima prime

Prime delta atlas

CRD
#50553
Ownership
36.3%
(795) 962-6056
zenith.radial@beaconcapital.com
in linkedin.com/in/unison-focus

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-31-2022
05-02-2023
04-30-2024
03-31-2025
03-31-2026
Category Assets AVG. Account size
Discretionary $268,614,179 $6,715,354
Non-Discretionary $105,803,842 $52,901,921
Total $374,418,021 $8,914,715

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Separately Managed Accounts

Total SMA Asset: $302,089,095

$302.1M Total SMA
Public Funds:
8.7%
Other:
19.0%
Private Funds:
25.7%
Cash:
6.6%
Equity - Exchange:
16.1%
Equity - OTC:
23.9%
Asset class Assets Assets %
Public Funds $102,173,022 8.7%
Other $223,136,484 19.0%
Private Funds $301,821,455 25.7%
Cash $77,510,568 6.6%
Equity - Exchange $189,078,810 16.1%
Equity - OTC $280,682,209 23.9%
Total $1,174,402,548 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
VALUE BEACON FUSION SIGNAL 1CRR6GTH7 IQP 1.88% $95,842,985
PEAK MOMENTUM EMBER WAVE CAPITAL KDC4T1NRX PVH 5.05% $85,337,161
PIONEER WAVE QUANTUM CREST ZZVO2WE5F CZF 0.97% $74,374,500
NORTH SUMMIT ELEMENT FUSION 3JY0DB0L7 NRQW 7.71% $7,196,921
FOUNDATION PRIME SIGNAL CAPITAL VERTEX 7FORO8ZJW BAMO 10.82% $118,376,564
UNISON LEGACY VERTEX RADIAL 4KF5YCB16 VCY 2.54% $90,744,052
OAK FOUNDATION PEAK ATLAS RIDGE J8SQU2T3I UER 6.26% $4,236,961
SIGNAL VITAL PATHWAY DELTA HXZT70GGP AIKDL 8.47% $44,134,729

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