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- Custodian
- Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 01-19-2007
- Office Locations
- 1
Office Locations
About KOM Wealth Management Group, LLC
KOM Wealth Management Group is an independent RIA based in Appleton, WI offering consultative wealth management and planning. The team builds tailored strategies covering portfolio design, proactive tax management (coordinating with clients’ tax advisors), retirement income planning, and risk/wealth preservation. Portfolios commonly use public funds including ETFs, with custody through Fidelity/NFS.
Team overview
Insights
Accredited Investors
Asset Classes
Investment Themes
Investment Vehicles
Services
Owner & Executives
JAMES MIKE MCGLONE
Advisor, Chief Compliance Officer, Managing Member, SENIOR PARTNER
- CRD
- #2563916
- Ownership
- 50% but less than 75%
Kenneth John McGlone
Advisor, PARTNER
- CRD
- #7414175
- Ownership
- 25% but less than 50%
Optima legacy
North vertex
- CRD
- #29969
- Ownership
- 40.7%
Showing 2 of 4 owners & executives
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RICHARD MICHAEL OTTO
Senior Partner
- CRD
- #2227141
Macy Alexandra Strickland
Junior Investment Advisor Representative
- CRD
- #8167131
Showing 2 of 6 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $405,405,848 | $192,135 |
| Non-Discretionary | $2,377,960 | $148,623 |
| Total | $407,783,808 | $191,808 |
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Separately Managed Accounts
Total SMA Asset: $407,783,808
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $673,417,023 | 13.4% |
| Equity - Exchange | $1,708,670,057 | 34.0% |
| Cash | $1,829,282,061 | 36.4% |
| Private Funds | $814,131,027 | 16.2% |
| Total | $5,025,500,168 | 100.0% |
13F Holdings | Q2 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| PATHWAY CATALYST SUMMIT | TIMBER MERIDIAN | JQ2PNHVMC | RFZ | 4.97% | $34,117,883 |
| BEACON EMBER ATLAS | UNISON FRONTIER | 3TFN4SR4G | WNRUZ | 1.29% | $49,707,421 |
| NORTH VITAL | PIONEER PRIME | UJ477NM5A | GVXW | 6.09% | $31,768,028 |
| ALPHA ATLAS | MATRIX VITAL | 9I5F5OPQT | JMUXH | 0.92% | $44,087,026 |
| PEAK FOUNDATION | ZENITH QUANTUM | 1GK1A3JOX | DHDI | 9.52% | $88,223,973 |
| OPTIMA PEAK GLACIER | UNISON BEACON | 2VL8T3KP9 | OOHA | 8.53% | $34,048,330 |
| PIONEER HORIZON | PEAK CATALYST | NBEZVJW6Y | OPAP | 8.68% | $88,360,638 |
| DELTA FUSION WAVE | BRIDGE CATALYST | EM0T6X6ZG | JPDNI | 4.30% | $35,324,847 |