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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- Prime momentum
- Established Date
- 01-01-2019
- Office Locations
- 1
Office Locations
About Kowalski Financial Inc.
Kowalski Financial is a Minneapolis-based RIA serving individuals and business owners with comprehensive financial planning and personalized investment management. The firm builds custom, tax-aware portfolios using active and passive strategies, with ETFs as a primary vehicle, and supports retirement income, education, insurance/risk, and deferred compensation planning. A key differentiator for partners is its integrated tax prep and small-business services (payroll, bookkeeping, 401(k), succession), with custody at Schwab.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
MARC RICHARD KOWALSKI
Chief Compliance Officer, Financial Advisor, General Partner, President
- CRD
- #2818853
- Ownership
- 75% or more
MICHELLE LEE ELLIOTT
Chief Compliance Officer, Chief Operating Officer, Owner
- CRD
- --
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
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OLIVIA ALYSE STACEY
--
- CRD
- #7226736
Showing 1 of 3 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $202,040,000 | $275,634 |
| Non-Discretionary | $0 | -- |
| Total | $202,040,000 | $275,634 |
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Separately Managed Accounts
Total SMA Asset: $202,040,000
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $1,928,250,605 | 24.9% |
| Equity - OTC | $836,349,660 | 10.8% |
| U.S. Government/Agency | $2,687,160,481 | 34.7% |
| Cash | $2,292,217,586 | 29.6% |
| Total | $7,743,978,332 | 100.0% |