CRD: 150040
Laidlaw Wealth Management LLC
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- Custodian
- Charles Schwab & Company · Stonex
- Clients
- Retail and Institutional
- Platforms
- Wave emberAtlas +more
- Established Date
- 04-01-2009
- Office Locations
- 2
Office Locations
About Laidlaw Wealth Management LLC
Laidlaw Wealth Management is a New York–based wealth manager serving retail and institutional clients with an open-architecture platform. The firm provides financial planning and portfolio construction alongside estate, charitable, retirement, insurance, and business-succession planning. Investment implementation spans ETFs and mutual funds with exposure to public equity, fixed income, and alternatives, emphasizing asset allocation and risk management. Custody includes Schwab.
Team overview
Insights
Asset Classes
Client Personas
CRM
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
Arthur Jarrod DaPonte
Chief Financial Officer
- CRD
- #7801577
- Ownership
- Less than 5%
ALEX SHTAYNBERGER
Chief Compliance Officer, Financial Advisor, General Partner
- CRD
- #2077298
- Ownership
- Less than 5%
Insight ember
Signal value
- CRD
- #54447
- Ownership
- 43.1%
Showing 2 of 3 owners & executives
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SACHIN KUMAR
Partner, Wealth Advisor
- CRD
- #5295758
HENRIQUE DAVID LUCENA
--
- CRD
- #5605196
Fusion alpha
Legacy summit
- CRD
- #39632
Showing 2 of 8 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $104,342,179 | $434,759 |
| Non-Discretionary | $3,723,644 | $744,729 |
| Total | $108,065,823 | $441,085 |
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Separately Managed Accounts
Total SMA Asset: $108,065,823
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $208,597,200 | 4.3% |
| Other | $882,899,776 | 18.2% |
| Cash | $562,727,330 | 11.6% |
| Public Funds | $756,771,237 | 15.6% |
| U.S. Government/Agency | $218,299,395 | 4.5% |
| Private Funds | $751,920,139 | 15.5% |
| Corporate - Investment Grade | $902,304,167 | 18.6% |
| Equity - OTC | $567,578,426 | 11.7% |
| Total | $4,851,097,670 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| ELEMENT QUANTUM CATALYST | FRONTIER DELTA | JLMPNSJI2 | OWQ | 12.07% | $109,430,149 |
| GLACIER SUMMIT | BEACON MERIDIAN | NQYY37U3B | TEAMB | 7.92% | $91,983,138 |
| CATALYST FOCUS | EMBER ATLAS | HV8U71XQL | PJB | 3.41% | $53,294,748 |
| VITAL WAVE PATHWAY | LEGACY VALUE | SMSFNZODW | FZY | 2.34% | $15,708,078 |
| CREST CAPITAL | RADIAL RIDGE | KIWLOIHA1 | AFWZ | 1.11% | $22,395,901 |
| SIGNAL VECTOR | VERTEX FUSION | M0VK6Z6WF | HAF | 3.79% | $96,949,806 |
| TIMBER UNISON | PRIME MERIDIAN | 8A9BBAF0L | UMPQ | 8.43% | $60,335,141 |
| ATLAS ZENITH EAGLE | TIMBER WAVE | EC3YWYLO6 | EOW | 2.00% | $70,637,296 |