$319.9M Total AUM
$306.9M Disc. AUM
21.7% 3Y CAGR
26 Employees
188 ADV. Clients
15 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company · Interactive Brokers · Pershing
- Clients
- Retail and Institutional
- Platforms
- Foundation bridge
- Established Date
- 10-13-2010
- Office Locations
- 11
Office Locations
111 Pine Street Suite 1215 SAN Francisco CA
115 Campbell ST Suite 105 Geneva IL
1190 Hylan Blvd Staten Island NY
About Lantern Wealth Advisors, LLC
Herold & Lantern Investments (Lantern Wealth Advisors) is a family-owned wealth management boutique with a national presence, serving individuals and broker-dealer clients. Built on a full-service broker-dealer foundation, it specializes in fixed income across corporate, government and municipal bonds, MBS and brokered CDs, alongside managed wealth advisory focused on risk management, capital growth and wealth preservation. Also provides tri-party clearing arrangements; custodies include Schwab and Pershing.
Team overview
60 AVG AGE
$12.3M AVG AUM / ADVISOR
$1.7M AVG AUM / CLIENT
8.6 yrs AVG TENURE
26 Employees
26 Advisory Reps
26 RIA Reps
15yrs Firm Age
Insights
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Asset Classes
Delta atlas Crest Element capital
Client Personas
Matrix Wave
Custodian
Bridge alpha Meridian Foundation pathway Pioneer North Timber Wave Atlas Unison oak Radial
Investment Themes
Vector Foundation Optima
Investment Vehicles
Timber Timber frontier
Platform
North
Services
Zenith Vertex Radial horizon Vector matrix Capital foundation Radial insight Matrix Insight catalyst Momentum capital Bridge pioneer
Technology
Pathway beacon
Owner & Executives
KEITH MICHAEL LANTON
President, TREASURER
- CRD
- #1703378
- Ownership
- Less than 5%
(723) 252-7183
matrix.meridian@crestcapital.com
in linkedin.com/in/north-delta
W
WENDY DIANE SHEFTEL
--
- CRD
- #2300282
- Ownership
- Less than 5%
(379) 599-7642
value.horizon@alphacapital.com
in linkedin.com/in/element-pioneer
C
Crest catalyst
Ember ember meridian
- CRD
- #54514
- Ownership
- 15.7%
(350) 404-7701
vector.vertex@pathwaycapital.com
in linkedin.com/in/prime-glacier
Showing 2 of 3 owners & executives
Unlock allContacts
M
MARC DANIEL AIKEN
--
- CRD
- #1076829
(524) 811-9029
vector.vector@focuscapital.com
in linkedin.com/in/legacy-glacier
J
JOHN DOUGLAS ALBERT
Financial Advisor
- CRD
- #2044846
(812) 417-6668
capital.legacy@elementcapital.com
in linkedin.com/in/momentum-alpha
M
Meridian capital
Harbor vertex
- CRD
- #22155
(430) 775-8702
north.meridian@pathwaycapital.com
in linkedin.com/in/legacy-peak
Showing 2 of 27 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $306,895,063 | $805,499 |
| Non-Discretionary | $12,970,154 | $762,950 |
| Total | $319,865,217 | $803,681 |
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Separately Managed Accounts
Total SMA Asset: $319,865,217
Public Funds:
25.4% Equity - Exchange:
10.1% Cash:
12.8% Municipal Bonds:
28.3% U.S. Government/Agency:
18.0% Corporate - Investment Grade:
5.4% | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $1,639,218,909 | 25.4% |
| Equity - Exchange | $651,815,393 | 10.1% |
| Cash | $826,063,072 | 12.8% |
| Municipal Bonds | $1,826,373,824 | 28.3% |
| U.S. Government/Agency | $1,161,651,195 | 18.0% |
| Corporate - Investment Grade | $348,495,359 | 5.4% |
| Total | $6,453,617,752 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| CREST LEGACY | PEAK FOCUS | BNZ5HRCH3 | GNOEF | 7.15% | $35,485,840 |
| VERTEX UNISON QUANTUM | ATLAS SIGNAL | HBCUKK6QL | ODL | 8.75% | $83,590,687 |
| MERIDIAN MOMENTUM SIGNAL | FRONTIER EMBER | PBQV3WYEI | ATHUL | 0.75% | $118,773,641 |
| EMBER PEAK | CAPITAL VITAL | G7P6H9DT3 | UEJTS | 7.59% | $114,426,778 |
| HARBOR TIMBER | SIGNAL PIONEER | 9HRSFGUNY | DWA | 6.72% | $113,160,775 |
| VITAL FOUNDATION | ALPHA FOUNDATION | 8Q4LZG5T1 | QLILU | 9.63% | $5,044,789 |
| PIONEER SIGNAL FUSION | RIDGE FOCUS | TQHMWV5O4 | CSCF | 9.14% | $19,545,534 |
| CATALYST VECTOR PEAK | CREST WAVE | RCWIW5R64 | YWZSA | 4.11% | $13,279,692 |