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- Custodian
- Charles Schwab & Company · Interactive Brokers · Pershing
- Clients
- Retail and Institutional
- Platforms
- Foundation bridge
- Established Date
- 10-13-2010
- Office Locations
- 11
Office Locations
About Lantern Wealth Advisors, LLC
Herold & Lantern Investments (Lantern Wealth Advisors) is a family-owned wealth management boutique with a national presence, serving individuals and broker-dealer clients. Built on a full-service broker-dealer foundation, it specializes in fixed income across corporate, government and municipal bonds, MBS and brokered CDs, alongside managed wealth advisory focused on risk management, capital growth and wealth preservation. Also provides tri-party clearing arrangements; custodies include Schwab and Pershing.
Team overview
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Client Personas
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Owner & Executives
KEITH MICHAEL LANTON
President, TREASURER
- CRD
- #1703378
- Ownership
- Less than 5%
WENDY DIANE SHEFTEL
--
- CRD
- #2300282
- Ownership
- Less than 5%
Crest catalyst
Ember ember meridian
- CRD
- #54514
- Ownership
- 15.7%
Showing 2 of 3 owners & executives
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MARC DANIEL AIKEN
Financial Advisor
- CRD
- #1076829
JOHN DOUGLAS ALBERT
Financial Advisor
- CRD
- #2044846
Meridian capital
Harbor vertex
- CRD
- #22155
Showing 2 of 27 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $306,895,063 | $805,499 |
| Non-Discretionary | $12,970,154 | $762,950 |
| Total | $319,865,217 | $803,681 |
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Separately Managed Accounts
Total SMA Asset: $319,865,217
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $1,639,218,909 | 25.4% |
| Equity - Exchange | $651,815,393 | 10.1% |
| Cash | $826,063,072 | 12.8% |
| Municipal Bonds | $1,826,373,824 | 28.3% |
| U.S. Government/Agency | $1,161,651,195 | 18.0% |
| Corporate - Investment Grade | $348,495,359 | 5.4% |
| Total | $6,453,617,752 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| CREST LEGACY | PEAK FOCUS | BNZ5HRCH3 | GNOEF | 7.15% | $35,485,840 |
| VERTEX UNISON QUANTUM | ATLAS SIGNAL | HBCUKK6QL | ODL | 8.75% | $83,590,687 |
| MERIDIAN MOMENTUM SIGNAL | FRONTIER EMBER | PBQV3WYEI | ATHUL | 0.75% | $118,773,641 |
| EMBER PEAK | CAPITAL VITAL | G7P6H9DT3 | UEJTS | 7.59% | $114,426,778 |
| HARBOR TIMBER | SIGNAL PIONEER | 9HRSFGUNY | DWA | 6.72% | $113,160,775 |
| VITAL FOUNDATION | ALPHA FOUNDATION | 8Q4LZG5T1 | QLILU | 9.63% | $5,044,789 |
| PIONEER SIGNAL FUSION | RIDGE FOCUS | TQHMWV5O4 | CSCF | 9.14% | $19,545,534 |
| CATALYST VECTOR PEAK | CREST WAVE | RCWIW5R64 | YWZSA | 4.11% | $13,279,692 |