This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Capital Group · Charles Schwab & Company · Fidelity/NFS
- Clients
- Retail
- Platforms
- Horizon
- Established Date
- 11-02-2007
- Office Locations
- 1
Office Locations
About Legacy Capital Group LLC
Legacy Capital is a locally owned boutique wealth manager in Englewood, CO, delivering holistic wealth management across portfolio management, financial and retirement planning, insurance, and banking. The firm acts as a "financial quarterback" for high-earning professionals and business owners with complex compensation (ownership, stock options). Investment approach emphasizes asset allocation using ETFs and investment-grade corporate bonds, with custody including Fidelity/NFS.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
RICHARD SOKOL
President
- CRD
- #4829964
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
Unlock allContacts
No contact records available.
Showing 0 of 1 contacts
Unlock allAssets Under Management
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $9,249,319 | -- |
| Non-Discretionary | $0 | -- |
| Total | $9,249,319 | -- |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
Total SMA Asset: $9,249,319
| Asset class | Assets | Assets % |
|---|---|---|
| Cash | $1,384,769,706 | 43.1% |
| Equity - Exchange | $1,343,001,710 | 41.8% |
| Corporate - Investment Grade | $485,151,335 | 15.1% |
| Total | $3,212,922,751 | 100.0% |