$16.6M Total AUM
$16.3M Disc. AUM
-- 3Y CAGR
1 Employees
71 ADV. Clients
9 yrs Firm Age
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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- --
- Established Date
- 08-25-2016
- Office Locations
- 1
Office Locations
-- Denver CO
About Legacy Financial, LTD
Legacy Financial, Ltd is an owner-led Denver RIA (Derek M. Serlet) providing investment strategy, financial planning, and insurance protection (life, LTC, disability, health), including insurance-based approaches to help manage tax liability. The practice emphasizes disciplined, ETF-centric portfolio construction and asset allocation, and primarily custodies with Charles Schwab.
Team overview
41 AVG AGE
$16.6M AVG AUM / ADVISOR
$233.1K AVG AUM / CLIENT
9.9 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
9yrs Firm Age
Insights
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Asset Classes
North value Optima optima
Client Personas
Quantum pioneer
Investment Themes
Atlas Element
Investment Vehicles
Beacon wave
Services
Delta Ridge Vector wave Oak Pathway
Owner & Executives
No owner records available.
Showing 0 of 0 owners & executives
Unlock allContacts
DEREK MICHAEL SERLET
Investment Advisor, Owner
- CRD
- #6033918
(641) 284-3565
legacy.pioneer@matrixcapital.com
in linkedin.com/in/legacy-peak
Showing 1 of 1 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $16,275,000 | -- |
| Non-Discretionary | $275,000 | -- |
| Total | $16,550,000 | -- |
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Separately Managed Accounts
Total SMA Asset: $16,550,000
Equity - Exchange:
37.3% U.S. Government/Agency:
13.4% Derivatives:
26.1% Cash:
23.2% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $723,648,543 | 37.3% |
| U.S. Government/Agency | $259,970,254 | 13.4% |
| Derivatives | $506,359,973 | 26.1% |
| Cash | $450,097,754 | 23.2% |
| Total | $1,940,076,524 | 100.0% |