$139.8M Total AUM
$139.8M Disc. AUM
-24.4% 3Y CAGR
2 Employees
71 ADV. Clients
10 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company · Fidelity/NFS · TD Ameritrade
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 07-06-2016
- Office Locations
- 2
Office Locations
888 SAN Clemente Drive Suite 400 Newport CA
-- NEW York NY
About Legacy PCG, LLC
Legacy PCG, LLC is a Newport-based RIA with 2 offices. The firm has been operating for 10 years. Managing $139.8M in total assets under management, with 2 advisory representatives. They custody assets with Charles Schwab & Company and Fidelity/NFS. Services offered include Asset Management, Estate Planning, Financial Planning.
Team overview
-- AVG AGE
$69.9M AVG AUM / ADVISOR
$2.0M AVG AUM / CLIENT
6.6 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
10yrs Firm Age
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Asset Classes
Summit Atlas vertex Atlas prime Glacier pathway
Client Personas
Vertex
Investment Themes
Signal focus
Investment Vehicles
Delta North
Services
Element glacier Vital frontier Focus Pioneer Wave glacier Summit harbor Pathway
Owner & Executives
R
ROBERTO ROMAN
Chief Compliance Officer, Chief Executive Officer, Wealth Manager
- CRD
- #4609381
- Ownership
- Less than 5%
(690) 929-4116
timber.peak@capitalcapital.com
in linkedin.com/in/bridge-beacon
Showing 1 of 1 owners & executives
Unlock allContacts
C
CASEY KELLY BLOUT
Client Services Associate
- CRD
- #7151241
(899) 708-6468
eagle.timber@unisoncapital.com
in linkedin.com/in/harbor-frontier
Showing 1 of 2 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $139,763,641 | $698,818 |
| Non-Discretionary | $0 | -- |
| Total | $139,763,641 | $698,818 |
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Separately Managed Accounts
Total SMA Asset: $139,763,641
Equity - Exchange:
17.9% Cash:
25.8% Municipal Bonds:
22.5% Corporate - Investment Grade:
22.9% U.S. Government/Agency:
10.9% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $476,931,488 | 17.9% |
| Cash | $687,420,805 | 25.8% |
| Municipal Bonds | $599,494,888 | 22.5% |
| Corporate - Investment Grade | $610,152,575 | 22.9% |
| U.S. Government/Agency | $290,421,967 | 10.9% |
| Total | $2,664,421,723 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| ATLAS ALPHA | PATHWAY FRONTIER | 3ST03ALNH | OYET | 2.83% | $96,951,704 |
| ALPHA OAK | SIGNAL PIONEER | IUUY31QVO | AJB | 0.90% | $105,026,210 |
| ZENITH VECTOR | PATHWAY SIGNAL | M8DA1BT8A | MAAI | 6.19% | $53,148,419 |
| HARBOR BEACON | PRIME VECTOR | 1LUU6GY2F | VISBC | 2.67% | $119,530,911 |
| OAK CATALYST | INSIGHT HORIZON | U80HSO2CQ | KVSPM | 3.28% | $115,379,392 |
| MOMENTUM UNISON LEGACY | MERIDIAN TIMBER | 3KIAADC71 | MVBG | 11.36% | $98,314,157 |
| OAK PRIME PIONEER | RADIAL WAVE | BZQ9CGRPV | OJO | 1.07% | $64,865,347 |
| PEAK HARBOR | CATALYST MATRIX | KUE40Z54L | HUSC | 7.95% | $44,176,663 |