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Legal Advantage Investments, Inc.

Legal Advantage Investments, Inc.. CRD 118131

Legal Advantage Investments, Inc. logo

CRD: 118131

Legal Advantage Investments, Inc.

LOS Altos Hills, CA
6507145989
www.legaladvantageinvestments.com
$275.3M Total AUM
$275.3M Disc. AUM
11.5% 3Y CAGR
2 Employees
24 ADV. Clients
33 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
--
Established Date
06-08-1993
Office Locations
1

Office Locations

-- LOS Altos Hills CA

About Legal Advantage Investments, Inc.

Legal Advantage Investments, Inc. is a California-based, SEC-registered, fee-only RIA providing tax-efficient, personalized financial advice and discretionary portfolio management for individuals, families, trusts, and charitable foundations (typically $2M+ investable). Public profile data indicates an ETF-focused portfolio mix and custody primarily at Charles Schwab, relevant for ETF and platform distribution coverage.

Team overview

-- AVG AGE
$275.3M AVG AUM / ADVISOR
$11.5M AVG AUM / CLIENT
27.1 yrs AVG TENURE
2 Employees
1 Advisory Reps
1 RIA Reps
33yrs Firm Age

Insights

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Asset Classes

Meridian Crest timber Unison capital

Client Personas

Insight

Investment Themes

Meridian

Investment Vehicles

Legacy beacon

Services

Catalyst beacon Alpha focus Optima Meridian unison Radial Horizon Oak

Owner & Executives

D

DAVID MARK SPECTOR

Chief Compliance Officer, President

CRD
#2303120
Ownership
75% or more
(700) 459-4375
horizon.momentum@summitcapital.com
in linkedin.com/in/crest-oak
KAREN ANN AMMER

KAREN ANN AMMER

ADMINISTRATIVE ASSISTANT

CRD
--
Ownership
Less than 5%
(880) 956-7633
peak.horizon@signalcapital.com
in linkedin.com/in/quantum-momentum

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
09-12-2022
09-05-2023
07-11-2024
09-24-2025
03-17-2026
Category Assets AVG. Account size
Discretionary $275,276,594 $1,668,343
Non-Discretionary $0 --
Total $275,276,594 $1,668,343

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Separately Managed Accounts

Total SMA Asset: $275,276,594

$275.3M Total SMA
Equity - Exchange:
5.5%
Cash:
14.9%
Equity - OTC:
17.4%
Other:
16.4%
Public Funds:
10.2%
Corporate - Investment Grade:
17.8%
U.S. Government/Agency:
17.8%
Asset class Assets Assets %
Equity - Exchange $17,205,223 5.5%
Cash $46,610,512 14.9%
Equity - OTC $54,431,068 17.4%
Other $51,302,845 16.4%
Public Funds $31,907,867 10.2%
Corporate - Investment Grade $55,682,357 17.8%
U.S. Government/Agency $55,682,356 17.8%
Total $312,822,228 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
UNISON VALUE FRONTIER VALUE A3PWA0ZCZ INIXU 2.80% $81,483,492
WAVE FRONTIER ATLAS QUANTUM G2M9EJE1I AETOI 3.22% $26,251,806
BEACON TIMBER WAVE ALPHA F8D6AZ40B CXBTJ 11.56% $32,163,988
EMBER LEGACY RADIAL FUSION LHQOEC44U OUWLZ 0.87% $95,143,589
LEGACY PIONEER BEACON PEAK FOUNDATION OGB0WYMJO NJR 10.82% $86,761,219
BEACON VERTEX PATHWAY MATRIX 55H5Y9ZO6 OMDKG 8.55% $50,375,488
EAGLE CREST MOMENTUM VERTEX VERTEX LDMFWVGYK OSMQ 7.22% $103,340,043
FOCUS VERTEX CREST PATHWAY ELEMENT GFMCJJ3RJ DIX 2.36% $16,044,009

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