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Leigh Baldwin & Co., LLC

Leigh Baldwin & Co., LLC. CRD 38751

Leigh Baldwin & Co., LLC logo

CRD: 38751

Leigh Baldwin & Co., LLC

Cazenovia, NY, 13035
3156552964
$290.6M Total AUM
$290.6M Disc. AUM
17.3% 3Y CAGR
16 Employees
1,369 ADV. Clients
30 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS
Clients
Retail and Institutional
Platforms
Atlas
Established Date
08-21-1995
Office Locations
27

Office Locations

100 N. Wilkes-Barre Blvd Suite 401 Wilkes Barre PA
1027 7TH Street NW Suite 105 Rochester MN
112 Albany Street Cazenovia NY

About Leigh Baldwin & Co., LLC

Leigh Baldwin & Co., LLC is a Cazenovia, NY-based investment firm serving retail and institutional clients with financial planning, portfolio construction and asset management, including insurance and estate-planning support. Investment approach emphasizes active management, asset allocation and risk management using ETFs and mutual funds. Member FINRA/SIPC with a multi-office footprint across many states.

Team overview

52 AVG AGE
$18.2M AVG AUM / ADVISOR
$212.3K AVG AUM / CLIENT
13.8 yrs AVG TENURE
16 Employees
16 Advisory Reps
15 RIA Reps
30yrs Firm Age

Insights

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Asset Classes

Frontier

Client Personas

Insight wave

Custodian

Focus Delta

Investment Themes

Prime Eagle catalyst Momentum glacier Ridge meridian

Investment Vehicles

Delta quantum

Services

Frontier peak Summit wave Vector element Momentum Legacy fusion

Technology

Horizon ember

Owner & Executives

L

LEIGH DOUGLAS BALDWIN

Chief Financial Officer, Managing Member, Owner, President

CRD
#1895333
Ownership
75% or more
(513) 540-1639
summit.element@foundationcapital.com
in linkedin.com/in/summit-momentum
STEFANIE LEE DOROZYNSKI

STEFANIE LEE DOROZYNSKI

Advisor, Chief Compliance Officer

CRD
#4899201
Ownership
Less than 5%
(371) 799-3137
delta.meridian@momentumcapital.com
in linkedin.com/in/prime-fusion

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Contacts

B

BARBARA ANN ARNDT

Managing Member

CRD
#2623171
(612) 943-2184
north.pathway@foundationcapital.com
in linkedin.com/in/meridian-ridge
J

JOHN ERIC ARRINGTON

Chief Compliance Officer, Investment Advisor

CRD
#2168202
(691) 793-6949
zenith.quantum@northcapital.com
in linkedin.com/in/frontier-peak
M

Matrix meridian

North quantum

CRD
#67493
(827) 397-2128
vital.north@matrixcapital.com
in linkedin.com/in/quantum-ember

Showing 2 of 66 contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
06-21-2022
04-28-2023
03-29-2024
03-31-2025
05-19-2026
Category Assets AVG. Account size
Discretionary $290,629,757 $294,756
Non-Discretionary $0 --
Total $290,629,757 $294,756

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Separately Managed Accounts

Total SMA Asset: $290,629,757

$290.6M Total SMA
Equity - Exchange:
16.0%
Private Funds:
13.8%
Public Funds:
26.9%
Cash:
11.0%
Corporate - Investment Grade:
13.1%
U.S. Government/Agency:
19.2%
Asset class Assets Assets %
Equity - Exchange $242,621,246 16.0%
Private Funds $209,260,825 13.8%
Public Funds $407,906,970 26.9%
Cash $166,802,107 11.0%
Corporate - Investment Grade $198,646,145 13.1%
U.S. Government/Agency $291,145,494 19.2%
Total $1,516,382,787 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
PIONEER VERTEX GLACIER EAGLE VITAL YT04Y69PC VCGFM 10.03% $66,767,157
DELTA CAPITAL FRONTIER LEGACY VALUE Q64XUAIOW NCHZ 2.73% $60,070,304
PEAK SUMMIT ELEMENT FUSION XSL5O243C YXP 10.29% $63,710,862
WAVE ALPHA EAGLE MOMENTUM AKDVD5L26 IPEZJ 7.41% $33,584,574
SUMMIT FRONTIER RADIAL WAVE HARBOR JZI2QKLVE TSASU 4.09% $105,277,907
NORTH CREST OAK INSIGHT P99WOTGI4 TOL 9.48% $70,369,552
NORTH PEAK RADIAL BEACON 7QGCFZVEN SMS 11.80% $104,425,952
OAK FOUNDATION MATRIX INSIGHT CREST XK8A8AZEC CXRY 4.36% $68,358,964

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