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Level Four Capital Management

Level Four Capital Management. CRD 304792

Level Four Capital Management logo

CRD: 304792

Level Four Capital Management

Dallas, TX, 75251
8668341040
$1.4B Total AUM
$1.4B Disc. AUM
13.4% 3Y CAGR
9 Employees
3,533 ADV. Clients
6 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS · Raymond James
Clients
Retail and Institutional
Platforms
Wave meridianPrime wave +more
Established Date
11-22-2019
Office Locations
2

Office Locations

12400 Coit Road Suite 100 Dallas TX
1692 E. Arlington Blvd Greenville NC

About Level Four Capital Management

Level Four Capital Management provides investment management and consultative portfolio solutions for individual investors, high-net-worth families, advisors, and institutions. The investment committee follows a disciplined, research-driven process focused on buying high-quality companies below intrinsic value, blending proprietary SMAs and models with selected mutual funds and ETFs to fit target allocations. Backed by parent firm Carr, Riggs & Ingram, it leverages broad capabilities and proprietary research access.

Team overview

56 AVG AGE
$172.7M AVG AUM / ADVISOR
$391.0K AVG AUM / CLIENT
5.2 yrs AVG TENURE
9 Employees
8 Advisory Reps
8 RIA Reps
6yrs Firm Age

Insights

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Asset Classes

Pioneer momentum Vector crest Matrix Peak beacon Frontier frontier Element frontier Pathway horizon Focus pathway

Client Personas

Pathway north

Custodian

Optima Pathway peak Prime vector Vector pathway Element Legacy

Investment Themes

Crest meridian Summit insight Focus Unison Focus focus

Investment Vehicles

Vertex Radial glacier Meridian eagle

Platform

Harbor Optima eagle

Services

Vital Meridian pathway Ember zenith Atlas delta Element Momentum ember Oak Radial peak Prime

Technology

Harbor delta Foundation Alpha Element atlas

Owner & Executives

EDMON JACOB TOMES

EDMON JACOB TOMES

Chief Executive Officer, President

CRD
#3181660
Ownership
Less than 5%
(771) 318-3599
fusion.value@vitalcapital.com
in linkedin.com/in/meridian-north
JILL MARIE ZACHA

JILL MARIE ZACHA

Chief Compliance Officer, CORPORATE COUNSEL

CRD
#2583663
Ownership
Less than 5%
(976) 743-2554
oak.peak@focuscapital.com
in linkedin.com/in/glacier-vertex

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Contacts

Todd Bulot

Todd Bulot

--

CRD
#6419384
(211) 533-1795
prime.quantum@radialcapital.com
in linkedin.com/in/harbor-vertex
L

LAL ELLISON ECHTERHOFF

Chief Investment Officer

CRD
#2266369
(733) 290-5526
vertex.foundation@meridiancapital.com
in linkedin.com/in/wave-catalyst
F

Foundation element

Atlas unison matrix

CRD
#10871
(928) 847-4042
matrix.vital@primecapital.com
in linkedin.com/in/foundation-timber

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-19-2022
10-09-2023
12-16-2024
12-19-2025
03-30-2026
Category Assets AVG. Account size
Discretionary $1,381,485,153 $391,023
Non-Discretionary $0 --
Total $1,381,485,153 $391,023

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Separately Managed Accounts

Total SMA Asset: $1,381,485,153

$1.4B Total SMA
Equity - Exchange:
15.7%
Public Funds:
21.4%
Municipal Bonds:
13.9%
Cash:
25.2%
Corporate - Investment Grade:
14.7%
Equity - OTC:
9.1%
Asset class Assets Assets %
Equity - Exchange $653,458,153 15.7%
Public Funds $890,700,922 21.4%
Municipal Bonds $578,539,384 13.9%
Cash $1,048,862,768 25.2%
Corporate - Investment Grade $611,836,615 14.7%
Equity - OTC $378,756,000 9.1%
Total $4,162,153,842 100.0%

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