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- Custodian
- Charles Schwab & Company · Fidelity/NFS · TD Ameritrade
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 09-11-2008
- Office Locations
- 1
Office Locations
About Lifeplan Group
LifePlan Group is an independent Raleigh, NC retirement-planning RIA led by father-and-son advisors Ken and Alex Sutherland. The firm builds comprehensive financial plans and manages portfolios with an emphasis on asset allocation, commonly using mutual funds and ETFs alongside cash and high-quality bonds as needed. Planning integrates tax, risk, insurance, and estate strategies, anchored by its client-facing “LifePlan Map” process.
Team overview
Insights
Asset Classes
Client Personas
CRM
Investment Themes
Investment Vehicles
Services
Owner & Executives
ALEX PAUL SUTHERLAND
Chief Compliance Officer, Investment Advisor, Owner
- CRD
- #6290303
- Ownership
- 75% or more
KENNETH ALLAN SUTHERLAND
Investment Advisor, Owner, Secretary
- CRD
- #2443828
- Ownership
- 5% but less than 10%
Showing 2 of 2 owners & executives
Unlock allContacts
BROOKS RUSSELL NICHOLS
--
- CRD
- #7599107
RYAN DAVID WAHLERS
--
- CRD
- #7496496
Harbor glacier
Oak horizon
- CRD
- #19492
Showing 2 of 5 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $325,994,818 | $301,011 |
| Non-Discretionary | $0 | -- |
| Total | $325,994,818 | $301,011 |
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Separately Managed Accounts
Total SMA Asset: $325,994,818
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $1,191,671,802 | 22.2% |
| Equity - Exchange | $1,744,564,574 | 32.5% |
| Cash | $1,019,899,290 | 19.0% |
| U.S. Government/Agency | $896,437,797 | 16.7% |
| Corporate - Investment Grade | $515,317,535 | 9.6% |
| Total | $5,367,890,998 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| PEAK MATRIX UNISON | LEGACY CATALYST | 99Q2ZZDC5 | XOJA | 5.78% | $25,225,292 |
| OAK MOMENTUM | VITAL RIDGE | 3V8JJOPZB | IAWKO | 8.54% | $67,788,271 |
| FUSION HARBOR CAPITAL | MOMENTUM ELEMENT | D7AGDVLAC | TXBM | 9.26% | $93,392,683 |
| ZENITH BRIDGE | FOCUS SUMMIT | YJNILU5QX | BBI | 7.61% | $43,054,613 |
| MATRIX HORIZON PATHWAY | PEAK ZENITH | L83OKAURT | SKW | 7.09% | $117,246,601 |
| FRONTIER BRIDGE | OAK EMBER | 1KVQN2KSK | CBAK | 5.36% | $93,378,064 |
| NORTH LEGACY | HARBOR WAVE | HEF0ZSKI2 | TRY | 6.11% | $78,911,663 |
| HORIZON RADIAL WAVE | FRONTIER ELEMENT | YLUH9KYUR | BCHN | 4.91% | $53,971,218 |