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LIG Capital Management, LLC

LIG Capital Management, LLC. CRD 130489

LIG Capital Management, LLC logo

CRD: 130489

LIG Capital Management, LLC

Oklahoma City, OK, 73116
4054633334
$250.4M Total AUM
$77.5M Disc. AUM
-- 3Y CAGR
4 Employees
416 ADV. Clients
21 yrs Firm Age

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Firm Details

Custodian
Capital Bank · Charles Schwab & Company · Security Benefit
Clients
Retail and Institutional
Platforms
--
Established Date
08-02-2004
Office Locations
1

Office Locations

3503 N.w. 63rd Street Suite 100 Oklahoma City OK

About LIG Capital Management, LLC

LIG Capital Management provides personalized portfolio management across clients’ investing stages, combining traditional investing with active, rules-based in-house risk management to help manage downside and preserve wealth. Portfolios are customized by time horizon and objectives, with flexibility to shift exposures (including to cash or bonds) as conditions change. Fee-only pricing with no trade commissions or proprietary products; supports retail and institutional clients and works with custodians such as Schwab.

Team overview

49 AVG AGE
$62.6M AVG AUM / ADVISOR
$601.9K AVG AUM / CLIENT
9.9 yrs AVG TENURE
4 Employees
4 Advisory Reps
4 RIA Reps
21yrs Firm Age

Insights

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Client Personas

Focus Insight insight

Custodian

Peak crest Unison Vector

Investment Themes

Wave vital Summit peak Capital

Investment Vehicles

Catalyst

Platform

Alpha

Services

Ember ridge Quantum Delta legacy Insight Matrix optima Value Delta pioneer

Owner & Executives

MARK ROUGH HUMPHREYS

MARK ROUGH HUMPHREYS

Investment Advisor, Partner

CRD
#2934648
Ownership
25% but less than 50%
(474) 266-4276
foundation.beacon@summitcapital.com
in linkedin.com/in/north-catalyst
C

CHRIS JAMES LORENZEN

--

CRD
#4154864
Ownership
25% but less than 50%
(683) 730-7438
meridian.focus@signalcapital.com
in linkedin.com/in/element-legacy
F

Focus momentum

Capital north summit

CRD
#28562
Ownership
21.1%
(596) 440-2244
beacon.signal@vitalcapital.com
in linkedin.com/in/momentum-ember

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Contacts

J

JULIE MARIE MAHANAY

--

CRD
#5434412
(754) 779-9862
capital.wave@elementcapital.com
in linkedin.com/in/signal-bridge

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
05-19-2022
09-29-2023
08-29-2024
07-17-2025
04-08-2026
Category Assets AVG. Account size
Discretionary $77,522,547 $269,176
Non-Discretionary $172,884,168 $324,970
Total $250,406,715 $305,374

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Separately Managed Accounts

Total SMA Asset: $250,406,715

$250.4M Total SMA
Public Funds:
17.9%
Equity - Exchange:
38.7%
Cash:
43.4%
Asset class Assets Assets %
Public Funds $96,783,484 17.9%
Equity - Exchange $209,246,973 38.7%
Cash $234,659,397 43.4%
Total $540,689,854 100.0%

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