L
CRD: 134781
Lions Gate Sovereign Capital, LLC
$44.0M Total AUM
$0 Disc. AUM
-- 3Y CAGR
2 Employees
78 ADV. Clients
17 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- HorizonGlacier peak
- Established Date
- 03-24-2009
- Office Locations
- 1
Office Locations
4525 White Bear Parkway #224 White Bear Lake MN
About Lions Gate Sovereign Capital, LLC
Lions Gate Sovereign Capital, LLC is a White Bear Lake-based RIA. The firm has been operating for 17 years. Managing $44.0M in total assets under management, with 2 advisory representatives. They custody assets with Charles Schwab & Company. Services offered include Asset Management, Business Succession, Estate Planning.
Team overview
-- AVG AGE
$22.0M AVG AUM / ADVISOR
$564.1K AVG AUM / CLIENT
10.4 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
17yrs Firm Age
Insights
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Asset Classes
Value Crest Ember vital
Custodian
Catalyst meridian Unison summit Value delta Vector eagle
Investment Themes
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Technology
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Owner & Executives
K
KATHLEEN MARY LIISTE
Investment Advisor, Owner
- CRD
- #2210636
- Ownership
- 50% but less than 75%
(474) 877-4232
harbor.atlas@alphacapital.com
in linkedin.com/in/optima-optima
S
STEFAN CHRISTOPHER LIISTE
Chief Compliance Officer, Managing Member, Owner
- CRD
- #2075487
- Ownership
- 50% but less than 75%
(979) 783-2276
timber.beacon@radialcapital.com
in linkedin.com/in/foundation-matrix
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Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $0 | -- |
| Non-Discretionary | $44,000,000 | $116,733 |
| Total | $44,000,000 | $116,733 |
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Separately Managed Accounts
Total SMA Asset: $44,000,000
Equity - Exchange:
7.8% U.S. Government/Agency:
11.2% Public Funds:
16.7% Cash:
29.2% Equity - OTC:
35.1% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $191,636,325 | 7.8% |
| U.S. Government/Agency | $275,170,108 | 11.2% |
| Public Funds | $410,298,286 | 16.7% |
| Cash | $717,407,782 | 29.2% |
| Equity - OTC | $862,363,466 | 35.1% |
| Total | $2,456,875,967 | 100.0% |