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LIS INC

LIS INC. CRD 289168

LIS INC logo

CRD: 289168

LIS INC

Urbandale, IA
5152106614
$28.1M Total AUM
$28.1M Disc. AUM
-- 3Y CAGR
1 Employees
54 ADV. Clients
8 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
Vital
Established Date
09-15-2017
Office Locations
1

Office Locations

-- Urbandale IA

About LIS INC

LIS Inc’s website presents it as a manufacturer and distributor of inductive loop detectors and vehicle detection equipment serving parking, security, gate/access control, and car wash operators. Public regulatory profile also lists LIS Inc (CRD 289168) as a retail investment adviser in Urbandale, IA, offering financial planning and portfolio construction using primarily ETFs and mutual funds, with custody at Charles Schwab.

Team overview

-- AVG AGE
$28.1M AVG AUM / ADVISOR
$520.4K AVG AUM / CLIENT
8.7 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
8yrs Firm Age

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Custodian

Alpha

Investment Themes

Optima Pioneer

Investment Vehicles

Oak

Services

Momentum Fusion capital Catalyst quantum Foundation momentum Catalyst

Technology

Prime

Owner & Executives

KEVIN KEITH KLEIN

KEVIN KEITH KLEIN

Chief Compliance Officer, Investment Advisor Representative, President

CRD
#2128175
Ownership
75% or more
(929) 988-5957
vector.peak@oakcapital.com
in linkedin.com/in/momentum-vertex

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $28,102,676 --
Non-Discretionary $0 --
Total $28,102,676 --

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Separately Managed Accounts

Total SMA Asset: $28,102,676

$28.1M Total SMA
Equity - Exchange:
20.4%
Public Funds:
40.5%
Other:
23.5%
Cash:
15.6%
Asset class Assets Assets %
Equity - Exchange $891,029,229 20.4%
Public Funds $1,768,955,088 40.5%
Other $1,026,430,730 23.5%
Cash $681,375,293 15.6%
Total $4,367,790,340 100.0%

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