$540.1M Total AUM
$540.1M Disc. AUM
7.2% 3Y CAGR
5 Employees
83 ADV. Clients
40 yrs Firm Age
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- Custodian
- Charles Schwab & Company · Fidelity/NFS · US Bank
- Clients
- Retail and Institutional
- Platforms
- Prime catalyst
- Established Date
- 06-14-1985
- Office Locations
- 1
Office Locations
199 South LOS Robles Avenue Suite 850 Pasadena CA
About Lk&a Investment Counsel
Lk&a Investment Counsel is a Pasadena-based RIA. The firm has been operating for 40 years. Managing $540.1M in total assets under management, with 2 advisory representatives. They custody assets with Charles Schwab & Company and Fidelity/NFS. Services offered include Portfolio Construction.
Team overview
43 AVG AGE
$270.0M AVG AUM / ADVISOR
$6.5M AVG AUM / CLIENT
23.1 yrs AVG TENURE
5 Employees
2 Advisory Reps
2 RIA Reps
40yrs Firm Age
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Asset Classes
Foundation Vital
Client Personas
Prime
Custodian
Matrix prime Zenith Value matrix
Investment Themes
Catalyst pathway Fusion
Investment Vehicles
Catalyst value
Services
Horizon vertex
Technology
Ember vector
Owner & Executives
N
NICHOLAS J WELSH
Advisor, Chief Executive Officer, DIRECTOR
- CRD
- #2289695
- Ownership
- 75% or more
(487) 327-8092
frontier.vector@radialcapital.com
in linkedin.com/in/pathway-foundation
MICHAEL CLAY STEWART
Chief Compliance Officer, Partner
- CRD
- #4413814
- Ownership
- Less than 5%
(835) 208-1720
beacon.peak@capitalcapital.com
in linkedin.com/in/oak-optima
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Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $540,075,064 | $6,506,928 |
| Non-Discretionary | $0 | -- |
| Total | $540,075,064 | $6,506,928 |
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Separately Managed Accounts
Total SMA Asset: $540,075,064
Equity - Exchange:
17.3% U.S. Government/Agency:
26.2% Municipal Bonds:
7.1% Cash:
24.8% Corporate - Investment Grade:
24.6% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $279,064,101 | 17.3% |
| U.S. Government/Agency | $422,628,869 | 26.2% |
| Municipal Bonds | $114,529,197 | 7.1% |
| Cash | $400,045,647 | 24.8% |
| Corporate - Investment Grade | $396,819,473 | 24.6% |
| Total | $1,613,087,287 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| SUMMIT GLACIER OAK | BEACON DELTA | X2RGW57AF | YEC | 7.07% | $72,711,129 |
| PATHWAY HORIZON | FOCUS CREST | 1NVSY00P2 | COCKN | 5.21% | $89,494,301 |
| FOUNDATION DELTA VERTEX | MATRIX ELEMENT | V25LS23YY | UWHF | 0.69% | $90,400,401 |
| BEACON BEACON | ELEMENT EMBER | 9ESRV1ID9 | MNUEZ | 6.88% | $1,105,418 |
| BEACON RADIAL | INSIGHT ALPHA | 2XE19ADIX | URGQ | 1.43% | $18,810,896 |
| ALPHA BRIDGE | LEGACY FOCUS | 7TMM968QY | OTTCA | 10.45% | $8,195,131 |
| ZENITH FOCUS FUSION | INSIGHT GLACIER | QZTRCXTCM | PIQP | 8.33% | $66,741,343 |
| VECTOR CATALYST | INSIGHT OAK | D6TIV1DCT | EQKY | 1.96% | $23,311,138 |