$2.9B Total AUM
$2.9B Disc. AUM
12.6% 3Y CAGR
22 Employees
586 ADV. Clients
15 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Capital Group · Morgan Stanley · Pershing
- Clients
- Retail and Institutional
- Platforms
- CatalystOak fusion +more
- Established Date
- 04-25-2011
- Office Locations
- 1
Office Locations
750 B Street Suite 3020 SAN Diego CA
About LM Advisors LLC
LM Advisors is an independent investment advisory firm (est. 1984) serving individuals, families, and select institutional relationships. Provides portfolio management and financial planning with a transparent, objective approach and ongoing communication. Uses custodial partners such as Morgan Stanley and Pershing to access a range of investments; SMAs show heavy use of ETFs and corporate fixed income, with reporting via Addepar.
Team overview
56 AVG AGE
$359.7M AVG AUM / ADVISOR
$4.9M AVG AUM / CLIENT
2.1 yrs AVG TENURE
22 Employees
8 Advisory Reps
5 RIA Reps
15yrs Firm Age
Insights
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Asset Classes
Frontier delta Atlas atlas Harbor Vertex foundation Focus
Client Personas
Vital
Investment Vehicles
Peak
Services
Horizon fusion Horizon Harbor Glacier element
Technology
Bridge prime Crest fusion Catalyst value
Owner & Executives
L
LEONARDO SIMPSER
Director, Managing Member
- CRD
- #5613550
- Ownership
- 50% but less than 75%
(494) 531-2953
insight.optima@oakcapital.com
in linkedin.com/in/harbor-north
J
JONATHAN LESLEY CHATFIELD
Chief Compliance Officer
- CRD
- #2583511
- Ownership
- Less than 5%
(466) 324-3175
beacon.vertex@vitalcapital.com
in linkedin.com/in/vertex-wave
M
Matrix legacy
Vertex delta optima
- CRD
- #17937
- Ownership
- 41.3%
(404) 405-4552
oak.alpha@bridgecapital.com
in linkedin.com/in/quantum-atlas
Showing 2 of 3 owners & executives
Unlock allContacts
A
Alberto Assad
--
- CRD
- #8082732
(504) 604-4305
element.crest@embercapital.com
in linkedin.com/in/vital-delta
Y
Yoel Bank
Partner
- CRD
- #6777542
(287) 242-5671
wave.beacon@beaconcapital.com
in linkedin.com/in/peak-bridge
Showing 2 of 5 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $2,862,862,105 | $1,959,522 |
| Non-Discretionary | $14,386,055 | $2,877,211 |
| Total | $2,877,248,160 | $1,962,652 |
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Separately Managed Accounts
Total SMA Asset: $2,800,596,746
Equity - Exchange:
21.4% Corporate - Investment Grade:
10.4% Public Funds:
13.7% U.S. Government/Agency:
6.5% Corporate - Non-Investment Grade:
12.0% Derivatives:
11.7% Sovereign Bonds:
19.8% Other:
4.5% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $812,841,866 | 21.4% |
| Corporate - Investment Grade | $395,025,954 | 10.4% |
| Public Funds | $520,370,727 | 13.7% |
| U.S. Government/Agency | $246,891,221 | 6.5% |
| Corporate - Non-Investment Grade | $455,799,177 | 12.0% |
| Derivatives | $444,404,198 | 11.7% |
| Sovereign Bonds | $752,068,642 | 19.8% |
| Other | $170,924,692 | 4.5% |
| Total | $3,798,326,477 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| HARBOR GLACIER | FOCUS HORIZON | IRKYFEJ3A | UBF | 2.19% | $108,044,279 |
| TIMBER CAPITAL | NORTH NORTH | 4UM8491YU | QKR | 2.26% | $29,716,550 |
| PATHWAY FOUNDATION | WAVE ELEMENT | BA2FSRCEL | YEEUD | 2.76% | $90,144,315 |
| GLACIER CATALYST VECTOR | INSIGHT OPTIMA | 7XCC049HU | XUNIN | 9.85% | $73,748,566 |
| PATHWAY EMBER | WAVE UNISON | K16NT0GPW | SFTZ | 8.04% | $5,993,579 |
| GLACIER MERIDIAN | INSIGHT MATRIX | 19AIGDKDL | RWU | 5.12% | $49,842,997 |
| RADIAL NORTH SUMMIT | PATHWAY GLACIER | C3KO2LU0X | OHKUN | 7.34% | $2,494,920 |
| ATLAS RADIAL EMBER | SUMMIT CATALYST | LBFKCDC8O | DMRJ | 3.20% | $80,695,778 |