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Locke Asset Management

Locke Asset Management. CRD 286132

L

CRD: 286132

Locke Asset Management

Ashburn, VA
5712715125
$69.3M Total AUM
$69.3M Disc. AUM
-- 3Y CAGR
3 Employees
49 ADV. Clients
9 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
Capital optima
Established Date
03-06-2017
Office Locations
1

Office Locations

-- Ashburn VA

About Locke Asset Management

Locke Advisory Services LLC is an independent, fiduciary RIA in Ashburn, VA providing customized investment management alongside comprehensive financial planning, including tax preparation/planning and estate planning. The firm works with individuals, families, and small business owners on goals such as retirement and education, and typically implements portfolios using ETFs and mutual funds, with custody at Charles Schwab.

Team overview

59 AVG AGE
$69.3M AVG AUM / ADVISOR
$1.4M AVG AUM / CLIENT
9.4 yrs AVG TENURE
3 Employees
1 Advisory Reps
1 RIA Reps
9yrs Firm Age

Insights

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Asset Classes

Momentum Capital

Client Personas

Prime

Investment Themes

Momentum Horizon

Investment Vehicles

Peak matrix

Platform

Insight glacier

Services

Bridge insight Delta wave Harbor Frontier prime Fusion Prime wave Oak wave

Technology

Optima fusion

Owner & Executives

A

Arthur Sinton Locke III

Chief Executive Officer, Investment Advisor Representative, President

CRD
#6732027
Ownership
75% or more
(518) 255-3050
legacy.value@oakcapital.com
in linkedin.com/in/element-zenith

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $69,325,969 --
Non-Discretionary $0 --
Total $69,325,969 --

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Separately Managed Accounts

Total SMA Asset: $69,325,969

$69.3M Total SMA
Equity - Exchange:
18.4%
Public Funds:
36.1%
Cash:
45.5%
Asset class Assets Assets %
Equity - Exchange $637,160,586 18.4%
Public Funds $1,250,081,368 36.1%
Cash $1,575,587,320 45.5%
Total $3,462,829,274 100.0%

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