$55.0M Total AUM
$55.0M Disc. AUM
-- 3Y CAGR
1 Employees
120 ADV. Clients
27 yrs Firm Age
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- Custodian
- Charles Schwab & Company · TD Ameritrade
- Clients
- Retail
- Platforms
- Glacier
- Established Date
- 01-27-1999
- Office Locations
- 1
Office Locations
630 N North Court, Suite, 108 Palatine IL
About Locke Financial Services, Inc.
Locke Investment Management is a Palatine, IL fee-only fiduciary RIA (serving clients since 1994) focused on middle-class families and people in transition, plus small businesses seeking 401(k) plan setup or fiduciary oversight. Portfolios use goal- and risk-based models with long-term, conservative diversification and tactical rebalancing—primarily via ETFs. Clients receive proactive monitoring and quarterly mailed portfolio summaries with handwritten notes.
Team overview
-- AVG AGE
$55.0M AVG AUM / ADVISOR
$458.3K AVG AUM / CLIENT
10.1 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
27yrs Firm Age
Insights
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Asset Classes
Ridge
Client Personas
Eagle
Custodian
Quantum crest Radial Radial
Investment Themes
Eagle Signal vertex
Investment Vehicles
Delta Crest
Services
Foundation matrix Insight Vector beacon Matrix Pioneer Wave
Technology
Element
Owner & Executives
D
DENZIL ALAN LOCKE
President
- CRD
- #1660024
- Ownership
- 75% or more
(720) 396-9206
element.north@optimacapital.com
in linkedin.com/in/timber-timber
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Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $55,000,000 | $254,286 |
| Non-Discretionary | $0 | -- |
| Total | $55,000,000 | $254,286 |
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Separately Managed Accounts
Total SMA Asset: $55,000,000
Equity - Exchange:
57.1% Corporate - Investment Grade:
22.0% Cash:
20.9% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $1,524,189,566 | 57.1% |
| Corporate - Investment Grade | $587,253,423 | 22.0% |
| Cash | $557,890,751 | 20.9% |
| Total | $2,669,333,740 | 100.0% |