CRD: 316860
Lockerman Financial Group, INC
$110.1M Total AUM
$110.1M Disc. AUM
0.0% 3Y CAGR
1 Employees
69 ADV. Clients
4 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company ยท Fidelity/NFS
- Clients
- Retail
- Platforms
- Zenith radial
- Established Date
- 11-08-2021
- Office Locations
- 1
Office Locations
4695 Macarthur Court Suite 490 Newport Beach CA
About Lockerman Financial Group, INC
Lockerman Financial Group is an independent wealth management and financial planning firm serving individuals and families. The team delivers collaborative, comprehensive planning and investment management focused on creating, protecting, and transferring wealth, with access to a broad menu of non-proprietary solutions such as ETFs and mutual funds. The firm works with major custodians including Schwab and Fidelity/NFS.
Team overview
55 AVG AGE
$110.1M AVG AUM / ADVISOR
$1.6M AVG AUM / CLIENT
4.6 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
4yrs Firm Age
Insights
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Asset Classes
Alpha Value radial Signal insight Beacon Timber eagle Signal alpha
Client Personas
Timber vector Prime
Custodian
Vertex glacier
Investment Themes
Insight Legacy prime Pathway Unison ridge Crest
Investment Vehicles
Element delta Legacy
Services
Prime Timber matrix Atlas Timber north Glacier matrix Meridian value Radial vital
Technology
Vertex
Owner & Executives
L
LISA LYNN LOCKERMAN
Advisor, Chief Compliance Officer
- CRD
- #2209271
- Ownership
- Less than 5%
(551) 871-4006
frontier.focus@northcapital.com
in linkedin.com/in/value-frontier
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Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $110,080,837 | $406,202 |
| Non-Discretionary | $0 | -- |
| Total | $110,080,837 | $406,202 |
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Separately Managed Accounts
Total SMA Asset: $110,080,837
Public Funds:
23.4% Equity - Exchange:
17.5% Cash:
17.4% Municipal Bonds:
16.1% Corporate - Investment Grade:
25.6% | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $527,337,048 | 23.4% |
| Equity - Exchange | $394,375,998 | 17.5% |
| Cash | $392,122,421 | 17.4% |
| Municipal Bonds | $362,825,918 | 16.1% |
| Corporate - Investment Grade | $576,915,745 | 25.6% |
| Total | $2,253,577,130 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| PRIME FUSION VITAL | RADIAL ELEMENT | 2VX3SE8NG | PBH | 4.13% | $50,349,087 |
| VECTOR PIONEER RIDGE | DELTA FUSION | MNG9ZFQBG | UBV | 7.89% | $104,493,710 |
| FUSION FRONTIER BEACON | OAK QUANTUM | DXZIXLUZN | YUW | 12.55% | $12,520,160 |
| HORIZON PRIME | CAPITAL ZENITH | WZSF7IKK6 | IAW | 5.48% | $114,204,890 |
| DELTA ALPHA | PEAK LEGACY | IWUBTAR2P | AYVJ | 8.88% | $14,136,470 |
| PIONEER FOUNDATION | VALUE PATHWAY | 3IQAEPEC6 | PHJD | 8.91% | $77,516,179 |
| BEACON OAK | CAPITAL RIDGE | 8XD09JOW3 | LENNA | 11.42% | $24,387,284 |
| NORTH MATRIX | QUANTUM SUMMIT | 8WGF11GHY | TKBM | 3.77% | $82,198,543 |