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Lottsa Financial Services, Inc.

Lottsa Financial Services, Inc.. CRD 118995

Lottsa Financial Services, Inc. logo

CRD: 118995

Lottsa Financial Services, Inc.

Minneapolis, MN, 55454
6123387487
$95.2M Total AUM
$82.7M Disc. AUM
-- 3Y CAGR
4 Employees
126 ADV. Clients
25 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
Focus
Established Date
04-06-2001
Office Locations
1

Office Locations

400 19th Ave. So. Minneapolis MN

About Lottsa Financial Services, Inc.

Lottsa Financial Services, Inc. is a Minneapolis-based advisory firm serving retail clients with managed portfolio and planning services, including financial and tax planning, retirement planning, and business succession support. Investment implementation appears centered on public funds with some ETF use, and accounts are custodyed at Charles Schwab. Their affiliated Lottsa Tax & Accounting practice is currently waitlisting new clients, while the advisory business invites new managed-services relationships.

Team overview

43 AVG AGE
$31.7M AVG AUM / ADVISOR
$755.4K AVG AUM / CLIENT
6 yrs AVG TENURE
4 Employees
3 Advisory Reps
3 RIA Reps
25yrs Firm Age

Insights

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Asset Classes

Frontier Wave Summit

Client Personas

Horizon oak

Investment Themes

Wave Meridian

Investment Vehicles

Foundation meridian

Services

Optima crest Beacon Wave Timber prime Ember Value beacon

Technology

Bridge pathway

Owner & Executives

S

SCOTT DAVID BEERS

President

CRD
#4499344
Ownership
75% or more
(889) 802-2701
pathway.optima@crestcapital.com
in linkedin.com/in/pioneer-vector
Sarah Lauber

Sarah Lauber

Financial Planner, VICE PRESIDENT

CRD
#7507811
Ownership
10% but less than 25%
(210) 746-3782
foundation.prime@momentumcapital.com
in linkedin.com/in/fusion-pathway

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Contacts

A

Andrew Gray

--

CRD
#7566804
(940) 238-9646
pioneer.alpha@unisoncapital.com
in linkedin.com/in/radial-wave

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $82,691,471 --
Non-Discretionary $12,494,271 --
Total $95,185,742 --

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Separately Managed Accounts

Total SMA Asset: $95,185,742

$95.2M Total SMA
Public Funds:
14.7%
Equity - Exchange:
23.3%
Cash:
29.6%
Other:
32.4%
Asset class Assets Assets %
Public Funds $116,835,921 14.7%
Equity - Exchange $185,188,908 23.3%
Cash $235,261,446 29.6%
Other $257,515,906 32.4%
Total $794,802,181 100.0%

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