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Luma Financial

Luma Financial. CRD 315033

Luma Financial logo

CRD: 315033

Luma Financial

Carlsbad, CA
8583679107
$5.2M Total AUM
$5.2M Disc. AUM
-- 3Y CAGR
1 Employees
8 ADV. Clients
4 yrs Firm Age

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Firm Details

Custodian
Altruist · Pershing · Truist Bank
Clients
Retail
Platforms
BeaconElement legacy +more
Established Date
08-06-2021
Office Locations
1

Office Locations

-- Carlsbad CA

About Luma Financial

Luma Financial is a California-based, fee-only RIA serving U.S. individuals nationwide. The firm provides financial education and portfolio management for taxable and retirement accounts, emphasizing growth with prudent risk management. Portfolios span multi-asset global growth and income mandates, plus a managed gold strategy focused on companies in Tier One jurisdictions. Custody is delivered via Altruist’s digital platform.

Team overview

-- AVG AGE
$5.2M AVG AUM / ADVISOR
$653.7K AVG AUM / CLIENT
4.8 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
4yrs Firm Age

Insights

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Asset Classes

Eagle

Client Personas

Summit quantum

Custodian

Value Unison pioneer Meridian

Investment Themes

Horizon glacier Foundation

Investment Vehicles

Pathway

Platform

Crest

Services

Legacy horizon Value peak Insight Fusion

Technology

Value Radial eagle Wave insight

Owner & Executives

A

ALBERT KEISHI LU

Chief Compliance Officer, Investment Advisor, Managing Member

CRD
#5882158
Ownership
75% or more
(812) 897-6924
value.pathway@vitalcapital.com
in linkedin.com/in/peak-focus

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $5,229,899 --
Non-Discretionary $0 --
Total $5,229,899 --

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Separately Managed Accounts

Total SMA Asset: $5,229,899

$5.2M Total SMA
Public Funds:
35.9%
Equity - Exchange:
36.7%
Cash:
27.4%
Asset class Assets Assets %
Public Funds $408,511,152 35.9%
Equity - Exchange $417,614,465 36.7%
Cash $311,788,456 27.4%
Total $1,137,914,073 100.0%

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