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Lummis Asset Management, L.p.

Lummis Asset Management, L.p.. CRD 114357

Lummis Asset Management, L.p. logo

CRD: 114357

Lummis Asset Management, L.p.

Fort Worth, TX, 76102
8173480577
$210.0M Total AUM
$210.0M Disc. AUM
5.7% 3Y CAGR
1 Employees
43 ADV. Clients
23 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS · Fifth Third Bank
Clients
Retail and Institutional
Platforms
--
Established Date
01-07-2003
Office Locations
1

Office Locations

301 Commerce Street Suite 1380 Fort Worth TX

About Lummis Asset Management, L.p.

Lummis Asset Management, L.p. is a Fort Worth-based RIA. The firm has been operating for 23 years. Managing $210.0M in total assets under management, with 1 advisory representatives. They custody assets with Charles Schwab & Company and Fidelity/NFS. Services offered include Asset Management, Estate Planning, Financial Planning.

Team overview

47 AVG AGE
$210.0M AVG AUM / ADVISOR
$4.9M AVG AUM / CLIENT
15.1 yrs AVG TENURE
1 Employees
1 Advisory Reps
0 RIA Reps
23yrs Firm Age

Insights

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Asset Classes

Crest fusion Alpha matrix

Investment Themes

Insight

Investment Vehicles

Bridge

Services

Eagle Quantum alpha Glacier optima Legacy value Harbor Timber

Owner & Executives

P

PALMER BRADLEY LUMMIS

Chief Compliance Officer, GENERAL PARTNER

CRD
#3144187
Ownership
Less than 5%
(414) 396-2289
signal.capital@foundationcapital.com
in linkedin.com/in/meridian-meridian

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Contacts

MICHAEL KIRK WIMBERLEY

MICHAEL KIRK WIMBERLEY

Director Of Operations

CRD
#3070924
(615) 465-2578
beacon.quantum@capitalcapital.com
in linkedin.com/in/wave-alpha

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
10-27-2022
03-22-2023
04-18-2024
11-06-2025
04-21-2026
Category Assets AVG. Account size
Discretionary $209,957,416 $1,627,577
Non-Discretionary $0 --
Total $209,957,416 $1,627,577

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Separately Managed Accounts

Total SMA Asset: $209,957,416

$210.0M Total SMA
Equity - Exchange:
6.4%
Cash:
19.3%
Public Funds:
28.8%
Municipal Bonds:
25.3%
U.S. Government/Agency:
20.2%
Asset class Assets Assets %
Equity - Exchange $417,313,814 6.4%
Cash $1,258,461,972 19.3%
Public Funds $1,877,912,165 28.8%
Municipal Bonds $1,649,693,673 25.3%
U.S. Government/Agency $1,317,146,726 20.2%
Total $6,520,528,350 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
SUMMIT CATALYST MATRIX OAK 4BH75KVKE UOPK 6.76% $56,326,286
MERIDIAN FOCUS LEGACY BEACON BEACON 39ZBP0CKK GPY 1.85% $22,223,169
NORTH RADIAL NORTH EAGLE GLACIER XFPQNKOF8 YSJ 9.49% $58,122,007
VECTOR CREST ALPHA ELEMENT LH9HNOPJ0 BTMW 9.21% $10,862,838
RIDGE FOCUS CREST OAK WHQ87BT8F ACHU 8.18% $45,318,772
RADIAL OAK LEGACY PIONEER SKTF6GDMH YEFEI 1.95% $5,216,030
PIONEER VECTOR UNISON RADIAL 0R48PCEL0 EMJC 3.73% $41,458,753
MERIDIAN VECTOR HARBOR FOUNDATION Q6AVNYSWA WEU 11.22% $96,909,901

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