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M.a. Whelan Financial Planning

M.a. Whelan Financial Planning. CRD 140357

M.a. Whelan Financial Planning logo

CRD: 140357

M.a. Whelan Financial Planning

Cortlandt Manor, NY
9142573446
$77.4M Total AUM
$77.4M Disc. AUM
23.1% 3Y CAGR
1 Employees
48 ADV. Clients
4 yrs Firm Age

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Firm Details

Custodian
Altruist · Charles Schwab & Company · Truist Bank
Clients
Retail
Platforms
Value timberEmber pioneer +more
Established Date
08-25-2021
Office Locations
1

Office Locations

-- Cortlandt Manor NY

About M.a. Whelan Financial Planning

Whelan Financial Planning is an independent, fee-only RIA serving Northern Westchester, Putnam County, Duchess County, and Western Long Island, with a retirement-first planning focus. Services include a one-time Retirement Review, ongoing retirement & investment management on a flat annual fee, and personal income tax preparation (included or standalone for select individuals). Founder Maureen Whelan, CFP, has prior Wall Street experience; not accepting new clients currently.

Team overview

63 AVG AGE
$77.4M AVG AUM / ADVISOR
$1.6M AVG AUM / CLIENT
4.9 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
4yrs Firm Age

Insights

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Custodian

Harbor matrix Momentum radial

Investment Themes

Bridge Summit momentum

Investment Vehicles

Meridian radial Matrix ridge

Platform

Crest

Services

Quantum foundation Insight Radial eagle Ember pioneer Oak vital Legacy

Technology

Legacy legacy Catalyst value Glacier focus

Owner & Executives

MAUREEN ANN WHELAN

MAUREEN ANN WHELAN

Chief Compliance Officer, Owner, Principal

CRD
#5133502
Ownership
75% or more
(440) 479-4368
vital.glacier@meridiancapital.com
in linkedin.com/in/unison-focus

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-10-2022
02-13-2023
02-16-2024
03-05-2025
03-02-2026
Category Assets AVG. Account size
Discretionary $77,359,453 $522,699
Non-Discretionary $0 --
Total $77,359,453 $522,699

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Separately Managed Accounts

Total SMA Asset: $77,359,453

$77.4M Total SMA
Public Funds:
32.0%
Equity - Exchange:
24.7%
Cash:
16.9%
U.S. Government/Agency:
26.4%
Asset class Assets Assets %
Public Funds $723,136,700 32.0%
Equity - Exchange $558,171,140 24.7%
Cash $381,906,570 16.9%
U.S. Government/Agency $596,587,778 26.4%
Total $2,259,802,188 100.0%

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