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M2 Financial LLC

M2 Financial LLC. CRD 327044

M

CRD: 327044

M2 Financial LLC

Cottonwood Heights, UT, 84047
8013830333
$84.1M Total AUM
$84.1M Disc. AUM
-- 3Y CAGR
9 Employees
515 ADV. Clients
2 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS
Clients
Retail and Institutional
Platforms
--
Established Date
11-27-2023
Office Locations
1

Office Locations

7396 S Union Park Ave. Suite 301 Cottonwood Heights UT

About M2 Financial LLC

M2 Financial LLC is a Cottonwood Heights-based RIA. The firm has been operating for 2 years. Managing $84.1M in total assets under management, with 5 advisory representatives. They custody assets with Fidelity/NFS. Services offered include Asset Management, Estate Planning, Financial Planning.

Team overview

-- AVG AGE
$16.8M AVG AUM / ADVISOR
$163.3K AVG AUM / CLIENT
2 yrs AVG TENURE
9 Employees
5 Advisory Reps
5 RIA Reps
2yrs Firm Age

Insights

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Asset Classes

Focus signal

Investment Themes

Unison Peak

Investment Vehicles

Prime

Platform

Fusion bridge

Services

Quantum eagle Ridge ember Element quantum Oak Horizon harbor Alpha Beacon harbor

Owner & Executives

M

MANUEL RENE NEGRON

INVESTMENT ADVISOR REPRESENTATIVE

CRD
#5759449
Ownership
50% but less than 75%
(721) 928-8792
north.meridian@matrixcapital.com
in linkedin.com/in/zenith-signal
R

Randy Lee Swartwood

Chief Executive Officer, Investment Advisor Representative

CRD
#7555542
Ownership
25% but less than 50%
(216) 828-2255
unison.glacier@northcapital.com
in linkedin.com/in/vertex-ridge
L

Legacy pathway

Beacon peak vector

CRD
#39508
Ownership
46.5%
(709) 557-6838
signal.foundation@fusioncapital.com
in linkedin.com/in/momentum-value

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Contacts

B

BRANDON PAUL WYATT

--

CRD
#7415480
(820) 744-8160
radial.fusion@primecapital.com
in linkedin.com/in/pioneer-vector

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $84,121,443 --
Non-Discretionary $0 --
Total $84,121,443 --

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Separately Managed Accounts

Total SMA Asset: $84,121,443

$84.1M Total SMA
Public Funds:
11.6%
Corporate - Investment Grade:
24.4%
Equity - Exchange:
25.8%
Derivatives:
14.9%
Municipal Bonds:
14.8%
Cash:
8.5%
Asset class Assets Assets %
Public Funds $347,874,225 11.6%
Corporate - Investment Grade $731,735,439 24.4%
Equity - Exchange $773,720,260 25.8%
Derivatives $446,838,445 14.9%
Municipal Bonds $443,839,529 14.8%
Cash $254,907,837 8.5%
Total $2,998,915,735 100.0%

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