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M3 Asset Management, Inc.

M3 Asset Management, Inc.. CRD 169461

M

CRD: 169461

M3 Asset Management, Inc.

Pasadena, CA, 91101
2136751843
$15.0M Total AUM
$0 Disc. AUM
-- 3Y CAGR
1 Employees
20 ADV. Clients
12 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Morgan Stanley · Wells Fargo
Clients
Retail
Platforms
--
Established Date
01-03-2014
Office Locations
1

Office Locations

595 E. Colorado Boulevard Suite 504 Pasadena CA

About M3 Asset Management, Inc.

M3 Asset Management, Inc. is a Pasadena-based RIA. The firm has been operating for 12 years. Managing $15.0M in total assets under management, with 1 advisory representatives. They custody assets with Charles Schwab & Company and Morgan Stanley. Services offered include Asset Management, Insurance, Life Insurance.

Team overview

-- AVG AGE
$15.0M AVG AUM / ADVISOR
$750.0K AVG AUM / CLIENT
12.5 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
12yrs Firm Age

Insights

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Asset Classes

Legacy north Pathway Matrix beacon Catalyst

Investment Themes

Timber

Investment Vehicles

Crest Horizon

Services

Alpha legacy Harbor foundation Fusion Delta legacy

Owner & Executives

D

DAVID DAEJOON KIM

Chief Compliance Officer, Chief Executive Officer, Investment Advisor Representative, Owner

CRD
#4351580
Ownership
75% or more
(465) 881-7492
insight.wave@matrixcapital.com
in linkedin.com/in/fusion-catalyst

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
09-24-2015
Category Assets AVG. Account size
Discretionary $0 $733,313
Non-Discretionary $15,000,000 $157,926
Total $15,000,000 $320,867

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Separately Managed Accounts

Total SMA Asset: $15,000,000

$15.0M Total SMA
Equity - Exchange:
34.7%
Cash:
24.4%
Other:
40.9%
Asset class Assets Assets %
Equity - Exchange $241,538,925 34.7%
Cash $169,842,933 24.4%
Other $284,695,735 40.9%
Total $696,077,593 100.0%

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