M
$322.0M Total AUM
$284.0M Disc. AUM
-- 3Y CAGR
6 Employees
65 ADV. Clients
1 yrs Firm Age
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- Custodian
- Charles Schwab & Company · Fidelity/NFS · Pershing
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 04-01-2025
- Office Locations
- 1
Office Locations
820 Pearl Street STE F Boulder CO
About M4a3 LLC
M4a3 LLC is a Boulder-based RIA. The firm has been operating for 1 years. Managing $322.0M in total assets under management, with 3 advisory representatives. They custody assets with Charles Schwab & Company and Fidelity/NFS. Services offered include Business Succession, Financial Planning, Insurance.
Team overview
55 AVG AGE
$107.3M AVG AUM / ADVISOR
$5.0M AVG AUM / CLIENT
1.2 yrs AVG TENURE
6 Employees
3 Advisory Reps
3 RIA Reps
1yrs Firm Age
Insights
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Asset Classes
Focus fusion Summit delta Eagle Optima Insight peak Catalyst Zenith Focus foundation
Investment Themes
Ember
Investment Vehicles
Pioneer capital Unison vital
Services
Vertex Value matrix Fusion Ember delta
Owner & Executives
M
Mandi Michelle Sherman
Chief Compliance Officer, Chief Operations Officer, FOUNDER, Managing Member
- CRD
- --
- Ownership
- 50% but less than 75%
(514) 330-2454
catalyst.harbor@optimacapital.com
in linkedin.com/in/oak-signal
MICHAEL JOHN SHERMAN
Chief Executive Officer, FOUNDER, Managing Member
- CRD
- #2286858
- Ownership
- 25% but less than 50%
(504) 942-9067
frontier.horizon@pathwaycapital.com
in linkedin.com/in/beacon-harbor
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Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $284,017,068 | $876,596 |
| Non-Discretionary | $38,018,333 | $1,188,073 |
| Total | $322,035,401 | $904,594 |
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Separately Managed Accounts
Total SMA Asset: $288,324,716
Other:
100.0% | Asset class | Assets | Assets % |
|---|---|---|
| Other | $3,830,019,625 | 100.0% |
| Total | $3,830,019,625 | 100.0% |