CRD: 297145
Mainstream Capital Management
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- Custodian
- Charles Schwab & Company ยท Raymond James
- Clients
- Retail and Institutional
- Platforms
- Bridge harborOak capital +more
- Established Date
- 08-14-2018
- Office Locations
- 2
Office Locations
About Mainstream Capital Management
Mainstream Capital Management is an independent RIA serving select established families, high-achieving individuals, and business owners with institutional-caliber investment strategy and holistic wealth management. The firm pairs portfolio construction with family office support (real estate, risk management), estate continuity/legacy planning, and strategic guidance for entrepreneurs. Its multidisciplinary approach integrates tax, investments, law, and emotional intelligence.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
DIXON KARMINDRO SR.
Chief Compliance Officer, Managing Partner, Partner, PRINCIPAL
- CRD
- #4554357
- Ownership
- 50% but less than 75%
Kyongjin Lee
PARTNER
- CRD
- #2178866
- Ownership
- 50% but less than 75%
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Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $223,980,722 | $1,279,890 |
| Non-Discretionary | $0 | -- |
| Total | $223,980,722 | $1,279,890 |
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Separately Managed Accounts
Total SMA Asset: $223,980,722
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $577,463,401 | 11.9% |
| Equity - Exchange | $1,247,126,840 | 25.7% |
| Municipal Bonds | $795,831,913 | 16.4% |
| U.S. Government/Agency | $679,368,707 | 14.0% |
| Cash | $693,926,607 | 14.3% |
| Corporate - Investment Grade | $858,916,150 | 17.7% |
| Total | $4,852,633,618 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| GLACIER FRONTIER | ATLAS FUSION | Z078AAS0J | JJU | 5.30% | $36,434,897 |
| VALUE VITAL WAVE | UNISON OAK | 0WAHU0C53 | BDW | 6.38% | $74,291,265 |
| PRIME RADIAL DELTA | OAK EAGLE | 6EKB79X4A | YAAM | 10.23% | $12,313,002 |
| EAGLE RIDGE | VALUE PEAK | ZBFYV804V | MGWHS | 1.52% | $88,605,053 |
| TIMBER RIDGE EAGLE | MOMENTUM FUSION | IA846JCYJ | ELA | 12.52% | $108,333,245 |
| PIONEER HARBOR | CAPITAL PEAK | 5XM8EI289 | EBU | 12.35% | $82,918,548 |
| DELTA FOCUS ATLAS | VALUE VALUE | XIHEV8L0F | AAQQT | 8.32% | $72,166,520 |
| INSIGHT PATHWAY | RIDGE LEGACY | MQ2D3LOU9 | QRT | 7.52% | $112,051,645 |