CRD: 174817
Marshall Investment Management, LLC
$298.0M Total AUM
$297.8M Disc. AUM
13.5% 3Y CAGR
8 Employees
594 ADV. Clients
10 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- LPL Financial
- Clients
- Retail and Institutional
- Platforms
- Pioneer horizonAlpha matrix
- Established Date
- 07-30-2015
- Office Locations
- 3
Office Locations
1155-B Commerce Court LAS Cruces NM
5251 DTC Parkway Suite 1185 Greenwood Village CO
8191 Southpark Lane #110 Littleton CO
About Marshall Investment Management, LLC
Marshall Investment Management, LLC is an RIA providing comprehensive financial planning and discretionary portfolio management, including retirement, insurance, and estate planning. The firm highlights a focus on federal/government employees navigating complex benefits and retirement transitions, and builds portfolios using public funds and ETFs. Custody includes LPL Financial.
Team overview
53 AVG AGE
$37.2M AVG AUM / ADVISOR
$501.7K AVG AUM / CLIENT
7.5 yrs AVG TENURE
8 Employees
8 Advisory Reps
8 RIA Reps
10yrs Firm Age
Insights
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Asset Classes
Atlas Value capital Element wave Legacy
Client Personas
Foundation
Custodian
Fusion Catalyst zenith
Investment Themes
Legacy Momentum peak Summit foundation Unison ridge
Investment Vehicles
Horizon Optima
Services
Signal quantum Focus frontier Crest Peak north Unison beacon Frontier eagle Pioneer element Harbor capital Frontier horizon Frontier oak
Technology
Quantum Vital ember
Owner & Executives
DENNIS EDWARD MARSHALL
Owner, President
- CRD
- #3094109
- Ownership
- 75% or more
(442) 800-8795
delta.glacier@pioneercapital.com
in linkedin.com/in/insight-value
K
KRISTIN LYNN SCHOENFELDER
INVESTMENT MANAGER, VICE PRESIDENT
- CRD
- #5534502
- Ownership
- 10% but less than 25%
(448) 751-8084
harbor.meridian@embercapital.com
in linkedin.com/in/legacy-oak
I
Insight legacy
Matrix zenith ember
- CRD
- #83574
- Ownership
- 32.8%
(687) 704-4432
pioneer.vector@insightcapital.com
in linkedin.com/in/harbor-oak
Showing 2 of 3 owners & executives
Unlock allContacts
R
RONALD W CAVILL
Investment Advisor Representative
- CRD
- #43615
(848) 891-9114
crest.alpha@vitalcapital.com
in linkedin.com/in/alpha-delta
Samantha Chavarria
Associate
- CRD
- #7512795
(437) 522-2354
fusion.horizon@summitcapital.com
in linkedin.com/in/momentum-quantum
P
Prime insight
Pathway insight eagle
- CRD
- #54260
(725) 559-7615
capital.north@oakcapital.com
in linkedin.com/in/foundation-frontier
Showing 2 of 8 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $297,783,211 | $284,960 |
| Non-Discretionary | $210,313 | $7,511 |
| Total | $297,993,524 | $277,720 |
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Separately Managed Accounts
Total SMA Asset: $297,993,524
Public Funds:
32.7% Equity - Exchange:
21.3% Cash:
8.5% U.S. Government/Agency:
37.5% | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $1,431,420,565 | 32.7% |
| Equity - Exchange | $932,393,212 | 21.3% |
| Cash | $372,081,798 | 8.5% |
| U.S. Government/Agency | $1,641,537,347 | 37.5% |
| Total | $4,377,432,922 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| GLACIER WAVE | TIMBER ELEMENT | RXKJ9C913 | HCB | 8.72% | $53,306,483 |
| QUANTUM CAPITAL | CREST CATALYST | 43UL8DMP9 | FKAK | 0.72% | $28,428,453 |
| CREST INSIGHT FRONTIER | GLACIER FRONTIER | 4TUT8C1JO | PIHBD | 5.22% | $102,279,431 |
| FOUNDATION ATLAS TIMBER | SIGNAL VITAL | LQCN21CV3 | GLDB | 2.06% | $116,138,390 |
| MOMENTUM EMBER FUSION | FOCUS OAK | MKTE1ESRR | LOCK | 11.53% | $46,881,939 |
| PATHWAY ALPHA ZENITH | MATRIX ELEMENT | MJYQNP4EC | GHMJD | 4.22% | $119,250,960 |
| FRONTIER BRIDGE | CAPITAL INSIGHT | R12QNYS63 | RMDW | 4.57% | $48,501,779 |
| QUANTUM GLACIER BEACON | ELEMENT INSIGHT | 1ADEBX1WG | ZMK | 10.18% | $53,312,350 |