$828.7M Total AUM
$707.7M Disc. AUM
20.3% 3Y CAGR
8 Employees
698 ADV. Clients
19 yrs Firm Age
This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company · Fidelity/NFS · Transamerica
- Clients
- Retail and Institutional
- Platforms
- Delta eagle
- Established Date
- 08-03-2006
- Office Locations
- 3
Office Locations
7474 North Figueroa Street LOS Angeles CA
900 Colusa Ave., Suite 201 Berkeley CA
-- Washington IA
About Mason & Associates, Inc.
Mason & Associates, Inc. is an LA-based RIA serving retail and institutional clients, with a planning-led practice for business owners and entrepreneurs. The firm provides wealth, retirement, tax, and estate/legacy planning alongside portfolio construction and insurance guidance. Portfolios lean heavily on ETFs (majority of SMA assets) and public funds, with some investment-grade credit exposure. Uses custodians such as Schwab and Fidelity.
Team overview
56 AVG AGE
$103.6M AVG AUM / ADVISOR
$1.2M AVG AUM / CLIENT
9 yrs AVG TENURE
8 Employees
8 Advisory Reps
8 RIA Reps
19yrs Firm Age
Insights
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Asset Classes
Vector Beacon pioneer Glacier north Catalyst peak Legacy matrix Oak insight Eagle harbor
Client Personas
Crest Zenith pioneer
Custodian
Bridge Pioneer oak Value Focus Summit Unison Glacier catalyst Insight glacier
Investment Themes
Catalyst vital Fusion Vital Element foundation Foundation eagle Bridge Signal
Investment Vehicles
Eagle ridge
Platform
Ridge
Services
Fusion Radial zenith Fusion Alpha Ridge element Fusion eagle Fusion Focus fusion Focus Vertex crest Fusion optima
Technology
Matrix focus
Owner & Executives
B
BRENT MARKEY MASON
Investment Advisor, President
- CRD
- #4046662
- Ownership
- Less than 5%
(632) 256-1041
focus.optima@summitcapital.com
in linkedin.com/in/pioneer-pioneer
C
CHARLES WILLIAM MASON
Associate, Chief Executive Officer
- CRD
- #322180
- Ownership
- Less than 5%
(252) 720-1630
unison.atlas@northcapital.com
in linkedin.com/in/focus-meridian
M
Matrix radial
Signal vector
- CRD
- #60233
- Ownership
- 11.2%
(666) 856-5498
fusion.glacier@beaconcapital.com
in linkedin.com/in/vertex-insight
Showing 2 of 4 owners & executives
Unlock allContacts
M
Mitchell Crocker
Analyst
- CRD
- #7739072
(727) 425-3132
frontier.vector@vertexcapital.com
in linkedin.com/in/signal-bridge
K
KENT LAN DALLMEYER
Investment Advisor
- CRD
- #851512
(353) 824-2761
vertex.signal@bridgecapital.com
in linkedin.com/in/summit-timber
H
Horizon frontier
Meridian alpha focus
- CRD
- #19647
(660) 566-8183
zenith.matrix@catalystcapital.com
in linkedin.com/in/alpha-bridge
Showing 2 of 9 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $707,671,058 | $355,792 |
| Non-Discretionary | $121,064,094 | $786,130 |
| Total | $828,735,152 | $386,717 |
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Separately Managed Accounts
Total SMA Asset: $828,735,152
Equity - Exchange:
10.7% Public Funds:
27.3% Corporate - Investment Grade:
7.9% Equity - OTC:
37.9% Cash:
16.2% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $57,386,948 | 10.7% |
| Public Funds | $146,417,166 | 27.3% |
| Corporate - Investment Grade | $42,369,803 | 7.9% |
| Equity - OTC | $203,267,787 | 37.9% |
| Cash | $86,884,910 | 16.2% |
| Total | $536,326,614 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| GLACIER SIGNAL RIDGE | VALUE NORTH | KXF3N44A8 | NUDW | 1.30% | $101,822,704 |
| DELTA MATRIX | VITAL RIDGE | GNAZR5LTB | OWH | 1.94% | $85,289,567 |
| OPTIMA DELTA | CAPITAL ALPHA | M184MXSTR | IJLF | 3.19% | $30,642,608 |
| VECTOR VECTOR PATHWAY | GLACIER OAK | 0HZEM50KC | IMGZA | 2.87% | $32,578,845 |
| CREST CATALYST EAGLE | EMBER DELTA | AVXHMJQTN | LAOA | 6.93% | $50,763,420 |
| EMBER MERIDIAN EAGLE | ZENITH MOMENTUM | WPXN85ZX1 | LGDX | 4.25% | $102,722,593 |
| SUMMIT MOMENTUM | WAVE BEACON | 8RPNZMLVV | ZYU | 5.43% | $12,169,212 |
| DELTA CATALYST FRONTIER | WAVE GLACIER | 5AT6VI9BY | YKV | 4.33% | $42,401,589 |